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Klint B Rhodes
KLINT BUSTER RHODES, KLINT RHODES
CRD#: 3251379
IA
B
J.P. MORGAN SECURITIES LLCCRD#: 79 600 Travis St
Floors 61st & 62nd
Houston, TX 77002-3009
Floors 61st & 62nd
Houston, TX 77002-3009
0
Disclosures
25
Years of Experience
View By:
State Registrations
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Alabama 8/29/2017
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Nebraska 8/29/2017
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Alaska 8/29/2017
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Nevada 8/29/2017
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Arizona 8/29/2017
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New Hampshire 8/29/2017
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Arkansas 8/29/2017
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New Jersey 8/29/2017
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California 8/29/2017
B
New Mexico 8/29/2017
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Colorado 8/29/2017
B
New York 8/29/2017
B
Connecticut 8/29/2017
B
North Carolina 8/29/2017
B
Delaware 8/29/2017
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North Dakota 8/29/2017
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District of Columbia 8/29/2017
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Ohio 8/29/2017
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Florida 8/29/2017
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Oklahoma 8/29/2017
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Georgia 8/29/2017
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Oregon 8/29/2017
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Hawaii 8/29/2017
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Pennsylvania 8/29/2017
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Idaho 8/29/2017
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Puerto Rico 8/29/2017
B
Illinois 8/29/2017
B
Rhode Island 8/29/2017
B
Indiana 8/29/2017
B
South Carolina 8/29/2017
B
Iowa 8/29/2017
B
South Dakota 8/29/2017
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Kansas 8/29/2017
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Tennessee 8/29/2017
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Kentucky 8/29/2017
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Texas 8/29/2017
B
Louisiana 8/29/2017
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Texas 5/16/2023
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Maine 8/29/2017
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Utah 8/29/2017
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Maryland 8/29/2017
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Vermont 8/29/2017
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Massachusetts 8/29/2017
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Virgin Islands 8/29/2017
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Michigan 8/29/2017
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Virginia 8/29/2017
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Minnesota 8/29/2017
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Washington 8/29/2017
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Mississippi 8/29/2017
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West Virginia 8/29/2017
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Missouri 8/29/2017
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Wisconsin 8/29/2017
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Montana 8/29/2017
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Wyoming 8/29/2017
SRO Registrations
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View Exams Passed by the individual in the detailed report
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Learn about permitted activities of registered principals
IA
Registered with this firm since 5/16/2023
B
Registered with this firm since 8/29/2017
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/01/2002 - 08/28/2017 | HOUSTON, TX | |
B | 08/01/2002 - 08/28/2017 | HOUSTON, TX | |
B | 03/20/2001 - 06/28/2002 | HOUSTON, TX | |
B | 08/24/1999 - 01/04/2001 | ST. LOUIS, MO |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.