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Detailed Report
JAMES EDWIN BROWNING
CRD#: 3250511
IA
Investment Adviser
B
Broker
VOYA FINANCIAL ADVISORS, INC.CRD#: 2882 7965 North High Street, Suite 150
Columbus, OH 43235
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - Present (14 years)BING FINANCIAL ADVISERS, LLC (CRD# 34815)1999 - 2011 (11 years)BAETNA FINANCIAL SERVICES, INC. (CRD# 13255)2000 - 2000 (<1 year)IAING FINANCIAL ADVISERS, LLC (CRD# 34815)2000 - 2011 (10 years)
License(s)

State Registrations

B
Florida 3/4/2013
B
Ohio 1/3/2011
B
Georgia 12/2/2024
IA
Ohio 1/3/2011
B
Indiana 10/9/2019
B
Pennsylvania 7/27/2017
B
Maine 2/28/2025
B
South Carolina 8/19/2021
B
North Carolina 7/14/2021
B
Virginia 10/1/2024

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
7965 North High Street, Suite 150, Columbus, OH 43235
Registered with this firm since 1/3/2011
B
VOYA FINANCIAL ADVISORS, INC. (CRD#:2882)
7965 North High Street, Suite 150, Columbus, OH 43235
Registered with this firm since 1/3/2011
Previous Registration(s)
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IA
 07/26/2000 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) COLUMBUS, OH
B
 07/07/1999 - 01/03/2011 ING FINANCIAL ADVISERS, LLC (CRD#:34815) COLUMBUS, OH
B
 04/12/2000 - 09/25/2000 AETNA FINANCIAL SERVICES, INC. (CRD#:13255) HARTFORD, CT
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.