• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ROBB WILLIAM SCOTT
ROBB W SCOTT
CRD#: 3250429
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 15375 MEMORIAL DR
HOUSTON, TX 77079
Registration History
199820002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - Present (24 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - Present (25 years)
Disclosure(s)
View By:
11/15/1997
Criminal
Final Disposition
License(s)

State Registrations

B
Arkansas 4/26/2010

B
Nevada 7/11/2019

B
California 3/14/2016

B
New Jersey 3/14/2016

B
Colorado 1/3/2013

B
New Mexico 2/15/2006

B
Florida 3/16/2005

B
New York 9/14/2005

B
Georgia 6/15/2009

B
North Carolina 11/6/2009

B
Hawaii 11/28/2006

B
Oklahoma 2/15/2006

B
Idaho 9/13/2021

B
South Carolina 7/26/2017

B
Indiana 2/14/2007

B
Texas 1/10/2000

B
Louisiana 3/21/2011

IA
Texas 6/10/2000

B
Michigan 1/9/2025

B
Virginia 4/3/2002

B
Mississippi 3/19/2008

B
Wyoming 9/19/2014

B
Montana 6/11/2009

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15375 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 6/10/2000

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
15375 MEMORIAL DR, HOUSTON, TX 77079
Registered with this firm since 11/24/1999

For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.