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Bryan Hicks
BRYAN DOUGLAS HICKS
CRD#: 3249437
IA
Investment Adviser
B
Broker
HILLTOP SECURITIES INC.CRD#: 6220 70 NORTHEAST LOOP 410
SUITE 750
SAN ANTONIO, TX 78216
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2005 - 2007 (1 year)2 FIRMS2008 - 2009 (1 year)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2022 (12 years)2 FIRMS2022 - 2024 (1 year)2 FIRMS2024 - Present (<1 year)BCOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2007 - 2008 (1 year)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2001 - 2005 (3 years)BAMERITRADE (CRD# 36559)1999 - 2001 (1 year)IACOUNTRYWIDE INVESTMENT SERVICE... (CRD# 103919)2008 - 2008 (<1 year)IASTRATEGIC ADVISERS, INC. (CRD# 104555)2004 - 2005 (<1 year)
License(s)

State Registrations

B
Arizona 5/1/2024

IA
Kentucky 8/6/2024

IA
Arizona 5/15/2024

B
New York 1/27/2025

B
Colorado 3/15/2024

IA
New York 1/27/2025

IA
Colorado 5/31/2024

B
Ohio 8/20/2024

B
Florida 3/15/2024

B
Oklahoma 4/17/2024

IA
Florida 7/2/2024

IA
Oklahoma 4/23/2024

B
Illinois 4/22/2024

B
Tennessee 8/15/2024

IA
Illinois 8/29/2024

B
Texas 3/15/2024

B
Kentucky 3/15/2024

IA
Texas 3/15/2024

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
HILLTOP SECURITIES INC. (CRD#:6220)
70 NORTHEAST LOOP 410 SUITE 750, SAN ANTONIO, TX 78216
Registered with this firm since 3/15/2024

B
HILLTOP SECURITIES INC. (CRD#:6220)
70 NORTHEAST LOOP 410 SUITE 750, SAN ANTONIO, TX 78216
Registered with this firm since 3/15/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/21/2022 - 02/22/2024 EDWARD JONES (CRD#:250) SAN ANTONIO, TX
B
04/21/2022 - 02/22/2024 EDWARD JONES (CRD#:250) SAN ANTONIO, TX
IA
12/16/2009 - 05/05/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Antonio, TX
B
12/16/2009 - 05/05/2022 CHARLES SCHWAB & CO., INC. (CRD#:5393) San Antonio, TX
IA
10/23/2009 - 11/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
10/23/2009 - 11/20/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
09/04/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) KATY, TX
B
09/04/2008 - 10/23/2009 BANC OF AMERICA INVESTMENT SERVICES, INC. (CRD#:16361) KATY, TX
IA
01/30/2008 - 09/08/2008 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) HOUSTON, TX
B
05/16/2007 - 09/08/2008 COUNTRYWIDE INVESTMENT SERVICES, INC. (CRD#:103919) HOUSTON, TX
IA
07/25/2005 - 05/11/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) KATY, TX
B
07/25/2005 - 05/11/2007 A. G. EDWARDS & SONS, INC. (CRD#:4) KATY, TX
IA
06/11/2004 - 03/03/2005 STRATEGIC ADVISERS, INC. (CRD#:104555) HOUSTON, TX
B
04/19/2001 - 03/03/2005 FIDELITY BROKERAGE SERVICES LLC (CRD#:7784) SMITHFIELD, RI
B
07/12/1999 - 02/27/2001 AMERITRADE (CRD#:36559) BELLEVUE, NE
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.