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LEE GARRETT WILLAFORD
CRD#: 3248180
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 19616 401 S TRYON ST 18TH FL
CHARLOTTE, NC 28202
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2006 - 2007 (1 year)2 FIRMS2007 - 2013 (5 years)2 FIRMS2013 - Present (11 years)BVANGUARD MARKETING CORPORATION (CRD# 7452)2000 - 2006 (6 years)BCAPITAL BROKERAGE CORPORATION (CRD# 10465)1999 - 2000 (<1 year)
License(s)

State Registrations

IA
North Carolina 11/12/2013

B
North Carolina 11/13/2013

SRO Registrations

B
Cboe Exchange, Inc.

B
FINRA

B
NYSE American LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:19616)
401 S TRYON ST 18TH FL, CHARLOTTE, NC 28202
Registered with this firm since 11/12/2013

B
WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616)
401 S TRYON ST 18TH FL, CHARLOTTE, NC 28202
Registered with this firm since 11/12/2013

Previous Registration(s)
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IA
11/21/2007 - 06/26/2013 TIAA-CREF ADVICE AND PLANNING SERVICES (CRD#:20472) CHARLOTTE, NC
B
11/21/2007 - 06/26/2013 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) CHARLOTTE, NC
IA
10/25/2006 - 11/13/2007 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) CHARLOTTE, NC
B
10/17/2006 - 11/13/2007 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) CHARLOTTE, NC
B
06/15/2000 - 10/19/2006 VANGUARD MARKETING CORPORATION (CRD#:7452) CHARLOTTE, NC
B
08/14/1999 - 07/17/2000 CAPITAL BROKERAGE CORPORATION (CRD#:10465) GLEN ALLEN, VA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.