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ROBERT JAMES SUMAN
ROB SUMAN
CRD#: 3248169
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 49 NORTH 400 WEST
SALT LAKE CITY, UT 84101
Registration History
20002002200420062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2018 - Present (6 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2000 - Present (24 years)BASCEND FINANCIAL SERVICES, INC. (CRD# 15296)1999 - 2000 (<1 year)IASTRATEGIC ADVISERS LLC (CRD# 104555)2005 - 2018 (12 years)
License(s)

State Registrations

B
Alabama 1/8/2001

B
Nevada 1/8/2001

B
Alaska 1/8/2001

B
New Hampshire 11/1/2000

B
Arizona 1/8/2001

B
New Jersey 11/1/2000

B
Arkansas 1/8/2001

B
New Mexico 1/9/2001

B
California 11/1/2000

B
New York 11/1/2000

B
Colorado 1/8/2001

B
North Carolina 1/8/2001

B
Connecticut 11/1/2000

B
North Dakota 1/8/2001

B
Delaware 1/8/2001

B
Ohio 11/2/2000

B
District of Columbia 1/8/2001

B
Oklahoma 1/8/2001

B
Florida 11/2/2000

B
Oregon 1/8/2001

B
Georgia 1/8/2001

B
Pennsylvania 1/8/2001

B
Hawaii 1/8/2001

B
Puerto Rico 1/2/2009

B
Idaho 1/8/2001

B
Rhode Island 1/8/2001

B
Illinois 11/1/2000

B
South Carolina 1/8/2001

B
Indiana 1/8/2001

B
South Dakota 1/8/2001

B
Iowa 1/8/2001

B
Tennessee 1/12/2001

B
Kansas 1/8/2001

B
Texas 11/1/2000

B
Kentucky 11/1/2000

IA
Texas 7/13/2018

B
Louisiana 1/12/2001

B
Utah 10/12/2000

B
Maine 1/8/2001

IA
Utah 7/13/2018

B
Maryland 1/8/2001

B
Vermont 1/8/2001

B
Massachusetts 11/1/2000

B
Virgin Islands 1/2/2009

B
Michigan 1/8/2001

B
Virginia 1/8/2001

B
Minnesota 1/10/2001

B
Washington 1/8/2001

B
Mississippi 1/9/2001

B
West Virginia 1/8/2001

B
Missouri 1/9/2001

B
Wisconsin 1/8/2001

B
Montana 1/8/2001

B
Wyoming 1/8/2001

B
Nebraska 1/8/2001

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
SOUTH JORDAN, UT
Registered with this firm since 7/13/2018

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
49 NORTH 400 WEST, SALT LAKE CITY, UT 84101
SOUTH JORDAN, UT
Registered with this firm since 10/12/2000

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
08/23/2005 - 07/13/2018 STRATEGIC ADVISERS LLC (CRD#:104555) SALT LAKE CITY, UT
B
06/25/1999 - 05/17/2000 ASCEND FINANCIAL SERVICES, INC. (CRD#:15296) ST. PAUL, MN
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.