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DANIEL JAMES WALKER
DANIEL J WALKER
CRD#: 3247591
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 San Antonio, TX
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2020 - Present (4 years)BUSAA FINANCIAL ADVISORS, INC. (CRD# 129035)2004 - 2020 (16 years)BUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2001 - 2003 (2 years)BFINANCIAL NETWORK INVESTMENT C... (CRD# 13572)1999 - 2000 (1 year)IAUSAA INVESTMENT MANAGEMENT COMPANY (CRD# 5475)2018 - 2020 (2 years)IAUSAA FINANCIAL PLANNING SERVICES (CRD# 106352)2001 - 2018 (16 years)
License(s)

State Registrations

B
Texas 5/23/2020

IA
Texas 5/23/2020

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

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Learn about permitted activities of registered representatives

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
San Antonio, TX
Registered with this firm since 5/23/2020

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
San Antonio, TX
Registered with this firm since 5/23/2020

Previous Registration(s)
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IA
01/08/2018 - 05/24/2020 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
01/07/2004 - 05/24/2020 USAA FINANCIAL ADVISORS, INC. (CRD#:129035) SAN ANTONIO, TX
IA
02/20/2001 - 01/08/2018 USAA FINANCIAL PLANNING SERVICES (CRD#:106352) San Antonio, TX
B
01/18/2001 - 12/31/2003 USAA INVESTMENT MANAGEMENT COMPANY (CRD#:5475) SAN ANTONIO, TX
B
07/08/1999 - 12/12/2000 FINANCIAL NETWORK INVESTMENT CORPORATION (CRD#:13572) EL SEGUNDO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.