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Detailed Report
DAWN KIMBERLY MULLENAX
DAWN K DAY
CRD#: 3247481
IA
Investment Adviser
B
Broker
CITIZENS SECURITIES, INC.CRD#: 39550 18000 BAGLEY ROAD
MIDDLEBURG HEIGHTS, OH 44130
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2001 - 2012 (11 years)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - Present (9 years)IAROYAL ALLIANCE ASSOCIATES, INC. (CRD# 23131)2005 - 2007 (2 years)
License(s)

State Registrations

B
Colorado 2/1/2024
B
Ohio 7/3/2015
IA
Colorado 2/2/2024
IA
Ohio 7/6/2015
B
Florida 7/13/2018
B
Virginia 11/10/2023
IA
Florida 7/16/2018
IA
Virginia 11/13/2023

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIZENS SECURITIES, INC. (CRD#:39550)
18000 BAGLEY ROAD, MIDDLEBURG HEIGHTS, OH 44130
6850 PEARL ROAD, MIDDLEBURGH HEIGHTS, OH 44130
Registered with this firm since 7/6/2015
B
CITIZENS SECURITIES, INC. (CRD#:39550)
18000 BAGLEY ROAD, MIDDLEBURG HEIGHTS, OH 44130
6850 PEARL ROAD, MIDDLEBURGH HEIGHTS, OH 44130
Registered with this firm since 7/3/2015
Previous Registration(s)
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IA
 09/28/2012 - 06/23/2015 KEY INVESTMENT SERVICES LLC (CRD#:136300) SOLON, OH
B
 09/28/2012 - 06/23/2015 KEY INVESTMENT SERVICES LLC (CRD#:136300) SOLON, OH
B
 06/27/2001 - 10/05/2012 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) MAYFIELD HTS, OH
IA
 10/17/2001 - 10/04/2012 NCA FINANCIAL PLANNERS (CRD#:120086) CLEVELAND, OH
IA
 02/16/2005 - 05/03/2007 ROYAL ALLIANCE ASSOCIATES, INC. (CRD#:23131) MAYFIELD HTS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.