Investment Adviser Public Disclosure SECNASAASECNASAASECNASAA
  • Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
< Back to Results
Detailed Report
JERRY WALTER STOWERS
JERRY W STOWERS
CRD#: 3247350
IA
Investment Adviser
B
Broker
ADVICE AND PLANNING SERVICESCRD#: 20472 3965 Dallas Parkway
Frisco Hub
Frisco, TX 75034
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2007 (<1 year)IAADVICE AND PLANNING SERVICES (CRD# 20472)2011 - Present (13 years)BTIAA-CREF INDIVIDUAL & INSTITU... (CRD# 20472)2008 - Present (17 years)BTD AMERITRADE, INC. (CRD# 7870)2006 - 2007 (1 year)BAMERITRADE, INC. (CRD# 5633)2002 - 2006 (4 years)BAMERITRADE (CRD# 36559)1999 - 2001 (2 years)
Disclosure(s)
View By:
3/5/2021
Financial
Final
License(s)

State Registrations

B
Alabama 3/19/2008
B
Nebraska 3/19/2008
B
Alaska 3/19/2008
B
Nevada 3/19/2008
B
Arizona 3/19/2008
B
New Hampshire 3/19/2008
B
Arkansas 3/19/2008
B
New Jersey 3/19/2008
B
California 3/19/2008
B
New Mexico 3/19/2008
B
Colorado 3/19/2008
B
New York 3/19/2008
B
Connecticut 3/19/2008
B
North Carolina 3/19/2008
B
Delaware 3/19/2008
B
North Dakota 3/19/2008
B
District of Columbia 3/19/2008
B
Ohio 3/19/2008
B
Florida 3/19/2008
B
Oklahoma 3/19/2008
B
Georgia 3/19/2008
B
Oregon 3/19/2008
B
Hawaii 3/19/2008
B
Pennsylvania 3/19/2008
B
Idaho 3/19/2008
B
Puerto Rico 2/21/2024
B
Illinois 3/19/2008
B
Rhode Island 3/19/2008
B
Indiana 3/19/2008
B
South Carolina 3/19/2008
B
Iowa 3/19/2008
B
South Dakota 3/19/2008
B
Kansas 3/19/2008
B
Tennessee 3/19/2008
B
Kentucky 3/19/2008
B
Texas 3/19/2008
B
Louisiana 3/19/2008
IA
Texas 11/21/2011
B
Maine 3/19/2008
B
Utah 3/19/2008
B
Maryland 3/19/2008
B
Vermont 3/19/2008
B
Massachusetts 3/19/2008
B
Virginia 3/19/2008
B
Michigan 3/19/2008
B
Washington 3/19/2008
B
Minnesota 3/19/2008
B
West Virginia 3/19/2008
B
Mississippi 3/19/2008
B
Wisconsin 3/19/2008
B
Missouri 3/19/2008
B
Wyoming 3/19/2008
B
Montana 3/19/2008

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ADVICE AND PLANNING SERVICES (CRD#:20472)
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034
Keller, TX
Registered with this firm since 11/21/2011
B
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472)
3965 Dallas Parkway Frisco Hub, Frisco, TX 75034
Keller, TX
Registered with this firm since 3/19/2008
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 08/20/2007 - 10/18/2007 AMERIVEST INVESTMENT MANAGEMENT, LLC (CRD#:111514) FORT WORTH, TX
IA
 08/20/2007 - 10/18/2007 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
B
 04/22/2006 - 10/18/2007 TD AMERITRADE, INC. (CRD#:7870) FORT WORTH, TX
B
 01/03/2002 - 04/22/2006 AMERITRADE, INC. (CRD#:5633) FORT WORTH, TX
B
 09/22/1999 - 12/31/2001 AMERITRADE (CRD#:36559) BELLEVUE, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.