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Detailed Report
RICHARD A KANE JR
RICHARD A KANE, RICHARD ALAN KANE JR, RICHARD ALAN KANE
CRD#: 3247205
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8332 WOODFIELD CROSSING BLVD
INDIANAPOLIS, IN 46240-2482
CHARLES SCHWAB & CO., INC.CRD#: 5393 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240-2482
Registration History
20002002200420062008201020122014201620182020202220242026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2012 - Present (13 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)1999 - Present (25 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - 2011 (8 years)
License(s)

State Registrations

B
Alabama 1/14/2003
B
Montana 3/1/2013
B
Arizona 8/9/2019
B
New Jersey 2/7/2024
B
Arkansas 10/28/2015
B
New York 1/5/2010
B
California 2/15/2000
B
North Carolina 9/13/2007
B
Connecticut 4/29/2011
B
Ohio 10/24/2012
B
Florida 2/16/2000
B
Pennsylvania 2/2/2024
B
Georgia 2/15/2000
B
Puerto Rico 2/10/2020
B
Illinois 1/29/2020
B
South Carolina 4/15/2008
B
Indiana 12/20/1999
B
Tennessee 4/29/2011
IA
Indiana 1/3/2012
B
Texas 1/9/2004
B
Iowa 2/7/2024
IA
Texas 1/2/2020
B
Massachusetts 2/7/2024
B
Washington 8/4/2011
B
Missouri 6/20/2019
B
Wisconsin 2/7/2024

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
8332 WOODFIELD CROSSING BLVD, INDIANAPOLIS, IN 46240-2482
Registered with this firm since 1/3/2012
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
Registered with this firm since 12/7/1999
Previous Registration(s)
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IA
 03/05/2003 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.