Individual Firm
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ROBERT JOSEPH PELLICORO JR
CRD#: 3246768
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RBC CAPITAL MARKETS, LLCCRD#: 31194 111 ROCKVILLE PIKE
SUITE 825
ROCKVILLE, MD 20850-5117
SUITE 825
ROCKVILLE, MD 20850-5117
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9/30/1986
Criminal
Final Disposition
State Registrations
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Alabama 12/5/2011
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Missouri 12/5/2011
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Arizona 12/5/2011
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Nebraska 12/5/2011
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Arkansas 9/9/2015
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Nevada 12/5/2011
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California 12/5/2011
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New Jersey 12/5/2011
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Colorado 12/5/2011
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New Mexico 12/5/2011
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Connecticut 9/8/2015
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New York 12/5/2011
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Delaware 1/5/2012
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North Carolina 12/5/2011
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District of Columbia 12/5/2011
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Ohio 12/5/2011
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Florida 12/5/2011
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Oklahoma 9/4/2015
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Georgia 12/5/2011
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Oregon 12/5/2011
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Idaho 12/5/2011
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Pennsylvania 12/5/2011
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Illinois 12/5/2011
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South Carolina 12/5/2011
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Indiana 12/5/2011
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Tennessee 12/15/2011
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Kansas 12/5/2011
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Texas 12/5/2011
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Kentucky 1/5/2012
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Texas 2/5/2015
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Louisiana 12/5/2011
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Utah 1/6/2012
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Maryland 12/5/2011
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Vermont 12/5/2011
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Maryland 5/3/2012
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Virginia 12/5/2011
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Massachusetts 12/5/2011
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Washington 12/5/2011
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Michigan 12/5/2011
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West Virginia 12/5/2011
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Mississippi 12/7/2012
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Wisconsin 12/5/2011
SRO Registrations
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Registered with this firm since 5/3/2012
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Registered with this firm since 12/5/2011
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 04/16/2004 - 12/02/2011 | BETHESDA, MD | |
B | 09/30/2003 - 04/19/2004 | MITCHELFIELD, NY | |
B | 04/15/2002 - 08/22/2003 | NORTH BETHESDA, MD | |
B | 07/07/1999 - 04/25/2002 | BOSTON, MA |
NORTH BETHESDA, MD
04/15/2002 - 08/22/2003
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Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
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