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KENNETH W PETERSON
CRD#: 3246099
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 1400 OPUS PLACE
SUITE 100
DOWNERS GROVE, IL 60515
CETERA FINANCIAL SPECIALISTS LLCCRD#: 10358 1400 OPUS PLACE
SUITE 100
DOWNERS GROVE, IL 60515
Registration History
20002002200420062008201020122014201620182020202220242026IACETERA INVESTMENT ADVISERS LLC (CRD# 105644)2007 - Present (18 years)BCETERA FINANCIAL SPECIALISTS LLC (CRD# 10358)1999 - Present (25 years)
License(s)

State Registrations

B
Arizona 11/15/2018

B
Massachusetts 8/9/2017

B
California 12/8/2004

B
Michigan 1/12/2005

B
Colorado 11/8/2010

B
New Jersey 6/12/2006

B
Florida 9/20/2000

B
New York 10/9/2019

B
Hawaii 12/8/2021

B
Virginia 7/10/2007

B
Illinois 12/7/1999

B
Washington 11/25/2015

IA
Illinois 1/25/2007

B
Wisconsin 8/4/2023

B
Louisiana 11/7/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
1400 OPUS PLACE SUITE 100, DOWNERS GROVE, IL 60515
NORTH BARRINGTON, IL
Registered with this firm since 1/25/2007

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
1400 OPUS PLACE SUITE 100, DOWNERS GROVE, IL 60515
NORTH BARRINGTON, IL
Registered with this firm since 11/30/1999

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.