• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
ADAM MARK EISENHAUER
ADAM MARK EISENHAVER
CRD#: 3245990
IA
Investment Adviser
B
Broker
CAPTRUSTCRD#: 175112 700 N. St. Mary's Street
Suite 100
San Antonio, TX 78212
CAPFINANCIAL SECURITIES, LLC.CRD#: 126291 700 N. St. Mary's Street
Suite 100
San Antonio, TX 78212
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2001 - 2003 (2 years)2 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2011 (6 years)2 FIRMS2011 - 2017 (5 years)2 FIRMS2017 - 2018 (1 year)2 FIRMS2019 - Present (5 years)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2001 (2 years)
License(s)

State Registrations

B
Texas 10/4/2019

IA
Texas 10/4/2019

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CAPFINANCIAL SECURITIES, LLC. (CRD#:126291)
700 N. St. Mary's Street Suite 100, San Antonio, TX 78212
Registered with this firm since 10/4/2019

IA
CAPTRUST (CRD#:175112)
700 N. St. Mary's Street Suite 100, San Antonio, TX 78212
Registered with this firm since 10/4/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/05/2017 - 04/12/2018 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
B
04/05/2017 - 04/12/2018 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
IA
06/13/2011 - 01/03/2017 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
B
06/13/2011 - 01/03/2017 INVESTMENT PROFESSIONALS, INC. (CRD#:30184) SAN ANTONIO, TX
IA
08/04/2004 - 06/14/2011 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
B
08/04/2004 - 06/14/2011 ADVISORS ASSET MANAGEMENT, INC. (CRD#:46727) BOERNE, TX
IA
03/09/2004 - 07/29/2004 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) SAN ANTONIO, TX
B
03/09/2004 - 07/29/2004 H&R BLOCK FINANCIAL ADVISORS, INC. (CRD#:5979) DETROIT, MI
IA
08/03/2001 - 10/02/2003 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) SAN ANTONIO, TX
B
08/03/2001 - 10/02/2003 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
B
08/23/1999 - 08/07/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.