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Kevin MICHAEL Kimura
KEVIN M KIMURA
CRD#: 3245609
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 555 CAPITOL MALL
SACRAMENTO, CA 95814
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - Present (25 years)
License(s)

State Registrations

B
Arizona 7/26/2001

B
North Carolina 5/25/2022

B
California 10/11/1999

B
Ohio 11/22/2004

IA
California 11/29/1999

B
Oklahoma 9/10/2013

B
Colorado 7/26/2021

B
Oregon 5/1/2014

B
Florida 3/16/2002

B
Pennsylvania 2/8/2012

B
Idaho 6/3/2015

IA
Texas 12/9/2004

B
Nevada 7/3/2024

B
Washington 5/13/2008

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 11/29/1999

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
555 CAPITOL MALL, SACRAMENTO, CA 95814
Registered with this firm since 8/14/1999

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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.