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BENEDETTO TONY AGOSTINO
BEN TONY AGOSTINO, BENNY TONY AGOSTINO
CRD#: 3244566
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 2012 MARKET STREET
CAMP HILL, PA 17011
CAMP HILL, PA 17011
CETERA INVESTMENT SERVICES LLCCRD#: 15340 2012 MARKET STREET
CAMP HILL, PA 17011
CAMP HILL, PA 17011
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9/25/2008
Customer Dispute
Denied
State Registrations
B
Arizona 4/20/2018
B
Pennsylvania 7/7/2014
B
California 2/23/2022
B
Texas 1/3/2023
IA
Pennsylvania 7/2/2014
IA
Texas 1/5/2023
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
B
Registered with this firm since 7/7/2014
IA
Registered with this firm since 7/2/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 12/04/2007 - 08/26/2013 | ALLENTOWN, PA | |
B | 12/04/2007 - 08/26/2013 | ALLENTOWN, PA | |
IA | 03/09/2006 - 12/07/2007 | HARRISBURG, PA | |
B | 06/28/2005 - 12/07/2007 | HARRISBURG, PA | |
IA | 06/01/2004 - 06/07/2005 | HERSHEY, PA | |
B | 05/26/2004 - 06/07/2005 | ST. LOUIS, MO | |
B | 04/13/2000 - 06/04/2002 | NEW YORK, NY | |
B | 11/18/1999 - 04/10/2000 | CARMEL, IN | |
B | 08/17/1999 - 09/14/1999 | MINNEAPOLIS, MN | |
B | 08/17/1999 - 09/14/1999 | MINNEAPOLIS, MN |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.