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PATRICK CARROLL MCALLISTER
CRD#: 324443
IA
Investment Adviser
B
Broker
AMERIPRISE FINANCIAL SERVICES, LLCCRD#: 6363 227 W MONROE ST
STE 3700
CHICAGO, IL 60606-5067
Registration History
19801985199019952000200520102015202020252 FIRMS2005 - 2008 (2 years)2 FIRMS2008 - 2020 (12 years)2 FIRMS2021 - Present (3 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1979 - 2005 (26 years)IAMERRILL LYNCH PIERCE FENNER & ... (CRD# 7691)2001 - 2005 (4 years)
License(s)

State Registrations

B
Arkansas 3/31/2021

B
Massachusetts 3/31/2021

IA
Illinois 3/12/2021

B
Montana 2/16/2022

B
Illinois 3/13/2021

B
Utah 3/31/2021

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
227 W MONROE ST STE 3700, CHICAGO, IL 60606-5067
Lincolnshire, IL
Registered with this firm since 3/13/2021

IA
AMERIPRISE FINANCIAL SERVICES, LLC (CRD#:6363)
227 W MONROE ST STE 3700, CHICAGO, IL 60606-5067
Lincolnshire, IL
Registered with this firm since 3/12/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
01/01/2008 - 01/24/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DAVENPORT, IA
B
01/01/2008 - 01/24/2020 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) DAVENPORT, IA
B
07/06/2005 - 01/03/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CHICAGO, IL
IA
07/06/2005 - 01/01/2008 A. G. EDWARDS & SONS, INC. (CRD#:4) CHICAGO, IL
IA
06/13/2001 - 07/14/2005 MERRILL LYNCH PIERCE FENNER & SMITH INC. (CRD#:7691) ST. LOUIS, MO
B
04/20/1979 - 07/14/2005 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.