Individual Firm
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Byron Charles Tobias
BYRON CHARLES TOBIAS SR, BYRON CHARLES TOBIAS
CRD#: 3243958
IA
B
EDWARD JONESCRD#: 250 175 E MAIN ST SUITE 201
APOPKA, FL 32703-3213
APOPKA, FL 32703-3213
0
Disclosures
23
Years of Experience
View By:
State Registrations
B
California 11/18/2020
B
Ohio 5/15/2018
B
Florida 7/1/2014
B
Puerto Rico 8/1/2024
IA
Florida 7/30/2014
B
Texas 10/13/2017
B
Georgia 1/13/2017
IA
Texas 1/17/2019
B
Illinois 7/2/2014
B
Virginia 7/2/2022
B
Maryland 11/26/2019
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 7/30/2014
B
Registered with this firm since 7/1/2014
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
B | 10/01/2012 - 07/02/2014 | ALTAMONTE SPRINGS, FL | |
B | 03/17/2010 - 10/01/2012 | ALTAMONTE SPRINGS, FL | |
B | 12/05/2005 - 12/31/2009 | ORLANDO, FL | |
B | 10/08/1999 - 07/15/2004 | WESTLAKE, TX |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.