Individual Firm
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FREDDY ALEXANDER MENJIVAR
CRD#: 3243797
IA
B
MORGAN STANLEYCRD#: 149777 220 Alhambra Circle
10Th Floor
Coral Gables, FL 33134
10Th Floor
Coral Gables, FL 33134
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 12/21/2022
B
Iowa 9/25/2023
B
California 12/21/2020
B
Nevada 10/29/2024
B
Colorado 12/21/2020
B
New Jersey 12/21/2020
B
Connecticut 2/17/2021
B
New York 12/21/2020
B
Delaware 12/21/2020
B
Pennsylvania 1/20/2023
B
Florida 12/21/2020
B
Texas 12/21/2020
IA
Florida 12/22/2020
IA
Texas 12/21/2020
B
Illinois 11/1/2022
SRO Registrations
B
B
B
B
View Exams Passed by the individual in the detailed report
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IA
Registered with this firm since 12/21/2020
B
Registered with this firm since 12/21/2020
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 08/08/2019 - 12/23/2020 | MIAMI, FL | |
B | 05/20/2015 - 12/23/2020 | MIAMI, FL | |
B | 10/01/2008 - 04/21/2015 | MIAMI, FL | |
B | 05/01/2001 - 10/01/2008 | PALM BEACH, FL | |
B | 09/01/2000 - 05/01/2001 | NEW YORK, NY | |
B | 08/17/1999 - 04/20/2000 | MILWAUKEE, WI |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.