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BRIAN R EHRENBERG
CRD#: 3243178
IA
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 1 TOWN CENTER RD
BOCA RATON, FL 33486
BOCA RATON, FL 33486
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Alabama 1/16/2023
B
Nevada 3/2/2009
B
Arizona 3/2/2009
B
New Jersey 3/2/2009
B
Arkansas 11/22/2022
B
New York 3/2/2009
B
California 10/31/2006
B
North Carolina 3/4/2009
B
Colorado 3/2/2009
B
Ohio 3/2/2009
B
Connecticut 3/2/2009
B
Oregon 4/26/2010
B
District of Columbia 7/12/2022
B
Pennsylvania 3/2/2009
B
Florida 3/20/2006
B
Rhode Island 4/26/2010
IA
Florida 4/12/2006
B
South Carolina 3/2/2009
B
Georgia 3/2/2009
B
Texas 4/26/2010
B
Illinois 3/2/2009
IA
Texas 2/26/2013
B
Maine 11/21/2022
B
Virgin Islands 12/18/2023
B
Maryland 3/2/2009
B
Virginia 3/2/2009
B
Massachusetts 10/8/2024
B
Washington 1/16/2023
B
Michigan 3/2/2009
B
West Virginia 1/16/2023
B
Mississippi 11/21/2022
B
Wisconsin 3/20/2006
B
Montana 11/22/2022
SRO Registrations
B
B
B
B
B
B
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IA
Registered with this firm since 4/12/2006
B
Registered with this firm since 3/20/2006
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/06/2000 - 03/20/2006 | BOCA RATON, FL | |
B | 10/05/2000 - 03/20/2006 | PURCHASE, NY |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.