Individual Firm
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BRIAN NATHAN FOX
BRIAN FOX
CRD#: 3243082
IA
B
PROSPERA FINANCIAL SERVICES, INC.CRD#: 10740 129 S Main Street
#110
Grapevine, TX 76051
#110
Grapevine, TX 76051
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Arizona 9/23/2024
B
Oklahoma 2/25/2022
B
Connecticut 6/29/2018
B
Texas 6/29/2018
B
Florida 9/26/2023
IA
Texas 6/29/2018
B
New Mexico 9/23/2024
B
Virginia 7/1/2021
B
Ohio 7/31/2020
B
Washington 6/29/2018
SRO Registrations
B
View Exams Passed by the individual in the detailed report
Learn about permitted activities of registered representatives
Learn about permitted activities of registered principals
IA
Registered with this firm since 6/29/2018
B
Registered with this firm since 6/29/2018
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/01/2009 - 07/02/2018 | ARLINGTON, TX | |
B | 06/01/2009 - 07/02/2018 | ARLINGTON, TX | |
IA | 02/20/2009 - 06/01/2009 | ARLINGTON, TX | |
B | 02/20/2009 - 06/01/2009 | ARLINGTON, TX | |
IA | 04/27/2007 - 02/23/2009 | ARLINGTON, TX | |
B | 04/27/2007 - 02/23/2009 | ARLINGTON, TX | |
IA | 05/01/2007 - 05/01/2007 | ARLINGTON, TX | |
B | 08/13/1999 - 05/01/2007 | ARLINGTON, TX |
ARLINGTON, TX
04/27/2007 - 02/23/2009
ARLINGTON, TX
04/27/2007 - 02/23/2009
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.