• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
MAGGIE JOY HOOPS
MAGGIE JOY CONNEALY, MARGARET J CONNEALY, MARGARET JOY CONNEALY, MAGGIE HOOPS, MARGARET JOY HOOPS
CRD#: 3242705
IA
Investment Adviser
B
Broker
CHARLES SCHWAB & CO., INC.CRD#: 5393 200 S. 108 Ave
Omaha, NE 68154
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2021 - Present (3 years)BTD AMERITRADE CLEARING, INC. (CRD# 5633)2013 - 2024 (11 years)BTD AMERITRADE, INC. (CRD# 7870)2006 - 2024 (18 years)BAMERITRADE, INC. (CRD# 5633)2002 - 2006 (4 years)BDATEK ONLINE FINANCIAL SERVICE... (CRD# 36807)2002 - 2002 (<1 year)BAMERITRADE (CRD# 36559)2001 - 2001 (<1 year)IATD AMERITRADE INVESTMENT MANAG... (CRD# 111514)2007 - 2023 (16 years)IATD AMERITRADE, INC. (CRD# 7870)2007 - 2022 (15 years)
License(s)

State Registrations

B
California 1/9/2022

B
Nebraska 10/7/2021

B
Colorado 12/10/2023

IA
Nebraska 10/7/2021

B
Florida 12/10/2023

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 S. 108 Ave, Omaha, NE 68154
Registered with this firm since 10/7/2021

B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
200 S. 108 Ave, Omaha, NE 68154
Registered with this firm since 10/4/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/01/2013 - 10/21/2024 TD AMERITRADE CLEARING, INC. (CRD#:5633) Omaha, NE
B
03/21/2006 - 07/29/2024 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
IA
08/09/2007 - 09/07/2023 TD AMERITRADE INVESTMENT MANAGEMENT, LLC (CRD#:111514) OMAHA, NE
IA
08/09/2007 - 10/14/2022 TD AMERITRADE, INC. (CRD#:7870) OMAHA, NE
B
01/02/2002 - 03/22/2006 AMERITRADE, INC. (CRD#:5633) BELLEVUE, NE
B
09/11/2002 - 10/25/2002 DATEK ONLINE FINANCIAL SERVICES LLC (CRD#:36807) JERSEY CITY, NJ
B
03/02/2001 - 12/31/2001 AMERITRADE (CRD#:36559) BELLEVUE, NE
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.