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Detailed Report
ANDREW JASON SUMMERS
ANDREW SUMMERS
CRD#: 3242520
IA
Investment Adviser
B
Broker
SCHWAB WEALTH ADVISORY, INC.CRD#: 159035 8332 WOODFIELD CROSSING BLVD
INDIANAPOLIS, IN 46240-2482
CHARLES SCHWAB & CO., INC.CRD#: 5393 8332 Woodfield Crossing Blvd
Indianapolis, IN 46240-2482
Registration History
20002002200420062008201020122014201620182020202220242026IASCHWAB WEALTH ADVISORY, INC. (CRD# 159035)2012 - Present (13 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2005 - Present (19 years)BFIFTH THIRD SECURITIES, INC. (CRD# 628)2005 - 2005 (<1 year)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2000 - 2004 (4 years)BNATCITY INVESTMENTS, INC. (CRD# 17490)1999 - 2000 (<1 year)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2005 - 2011 (6 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2003 - 2004 (1 year)
License(s)

State Registrations

B
Arizona 9/1/2015
B
New York 8/12/2014
B
California 10/11/2005
B
North Carolina 4/17/2007
B
Colorado 9/27/2023
B
Ohio 5/11/2006
B
Florida 10/11/2005
B
Oklahoma 8/4/2020
B
Georgia 10/11/2005
B
Oregon 1/7/2025
B
Illinois 10/11/2005
B
Pennsylvania 12/8/2015
B
Indiana 10/7/2005
B
South Carolina 1/7/2025
IA
Indiana 1/3/2012
B
Tennessee 2/4/2015
B
Kentucky 6/11/2015
B
Texas 11/9/2015
B
Massachusetts 11/15/2013
IA
Texas 1/4/2021
B
Michigan 10/11/2005
B
Washington 1/13/2011
B
Missouri 8/6/2020
B
Wisconsin 1/7/2025
B
New Jersey 1/7/2025

SRO Registrations

B
 FINRA
B
 Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
SCHWAB WEALTH ADVISORY, INC. (CRD#:159035)
8332 WOODFIELD CROSSING BLVD, INDIANAPOLIS, IN 46240-2482
Registered with this firm since 1/3/2012
B
CHARLES SCHWAB & CO., INC. (CRD#:5393)
8332 Woodfield Crossing Blvd, Indianapolis, IN 46240-2482
Registered with this firm since 10/7/2005
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 10/07/2005 - 12/31/2011 CHARLES SCHWAB & CO., INC. (CRD#:5393) INDIANAPOLIS, IN
B
 03/31/2005 - 06/07/2005 FIFTH THIRD SECURITIES, INC. (CRD#:628) CINCINNATI, OH
IA
 04/01/2003 - 11/22/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) FISHERS (INDIANAPOLIS), IN
B
 02/23/2000 - 11/22/2004 CHARLES SCHWAB & CO., INC. (CRD#:5393) WESTLAKE, TX
B
 07/14/1999 - 01/03/2000 NATCITY INVESTMENTS, INC. (CRD#:17490) CLEVELAND, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.