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Detailed Report
BRIAN EDWARD HANLEY
CRD#: 3242325
IA
Investment Adviser
B
Broker
BLACKROCK FINANCIAL MANAGEMENT, INCCRD#: 107105 60 STATE STREET
BOSTON, MA 02109
BLACKROCK INVESTMENTS, LLCCRD#: 38642 60 STATE STREET
FLOORS 19 & 20
BOSTON, MA 02109
Registration History
20002002200420062008201020122014201620182020202220242026IABLACKROCK FINANCIAL MANAGEMENT... (CRD# 107105)2009 - Present (16 years)BBLACKROCK INVESTMENTS, LLC (CRD# 38642)2006 - Present (18 years)BSTATE STREET RESEARCH INVESTME... (CRD# 17580)2005 - 2006 (1 year)BPFPC DISTRIBUTORS, INC. (CRD# 31334)2000 - 2004 (4 years)BBANKBOSTON INVESTOR SERVICES, INC. (CRD# 36369)1999 - 2000 (1 year)
License(s)

State Registrations

B
Delaware 11/11/2014
B
New Jersey 11/11/2014
B
Massachusetts 9/29/2006
B
New York 11/11/2014
IA
Massachusetts 3/25/2009
IA
New York 2/3/2022

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
BLACKROCK FINANCIAL MANAGEMENT, INC (CRD#:107105)
60 STATE STREET, BOSTON, MA 02109
Registered with this firm since 3/23/2009
B
BLACKROCK INVESTMENTS, LLC (CRD#:38642)
60 STATE STREET FLOORS 19 & 20, BOSTON, MA 02109
Registered with this firm since 9/29/2006
Previous Registration(s)
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B
 06/30/2005 - 09/29/2006 STATE STREET RESEARCH INVESTMENT SERVICES, INC. (CRD#:17580) BOSTON, MA
B
 06/14/2000 - 12/31/2004 PFPC DISTRIBUTORS, INC. (CRD#:31334) PORTLAND, ME
B
 06/25/1999 - 06/14/2000 BANKBOSTON INVESTOR SERVICES, INC. (CRD#:36369) BOSTON, MA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.