• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
James David Mackler Jr.
JAMES DAVID MACKLER JR, JAMES DAVID MACKLER, JAY MACKLER
CRD#: 3242220
IA
Investment Adviser
B
Broker
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INCCRD#: 149018 1100 PEACHTREE STREET
SUITE 325
ATLANTA, GA 30309
RAYMOND JAMES FINANCIAL SERVICES, INC.CRD#: 6694 1100 PEACHTREE STREET
SUITE 325
ATLANTA, GA 30309
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2003 - 2004 (1 year)2 FIRMS2006 - 2007 (<1 year)2 FIRMS2007 - 2009 (2 years)2 FIRMS2009 - 2015 (6 years)2 FIRMS2015 - Present (9 years)BNYLIFE SECURITIES INC. (CRD# 5167)2002 - 2003 (1 year)BMORGAN STANLEY DW INC. (CRD# 7556)1999 - 2001 (2 years)
License(s)

State Registrations

B
Alabama 8/17/2015

B
Mississippi 8/17/2015

B
Arkansas 8/30/2024

B
Missouri 8/30/2024

B
California 8/17/2015

B
Nevada 11/13/2017

B
Colorado 8/17/2015

B
New Jersey 9/16/2019

B
Connecticut 8/30/2024

B
New York 8/17/2015

B
Delaware 8/30/2024

B
North Carolina 8/17/2015

B
Florida 8/17/2015

B
Oklahoma 8/30/2024

B
Georgia 8/17/2015

B
South Carolina 8/17/2015

IA
Georgia 8/24/2015

B
Tennessee 8/17/2015

B
Kentucky 12/18/2019

B
Texas 11/21/2019

B
Louisiana 5/3/2016

B
Virginia 8/17/2015

B
Michigan 11/21/2019

B
Washington 1/24/2023

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018)
1100 PEACHTREE STREET SUITE 325, ATLANTA, GA 30309
Registered with this firm since 8/24/2015

B
RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694)
1100 PEACHTREE STREET SUITE 325, ATLANTA, GA 30309
Registered with this firm since 8/17/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/01/2009 - 08/20/2015 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
B
06/01/2009 - 08/20/2015 MORGAN STANLEY (CRD#:149777) ATLANTA, GA
IA
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
B
04/02/2007 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) ATLANTA, GA
IA
06/29/2006 - 04/02/2007 MORGAN STANLEY (CRD#:7556) ATLANTA, GA
B
07/14/2006 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) ATLANTA, GA
IA
03/28/2003 - 08/26/2004 CITISTREET FINANCIAL SERVICES LLC (CRD#:107311) ALPHARETTA, GA
B
02/20/2003 - 08/26/2004 CITISTREET EQUITIES LLC (CRD#:7447) SOMERSET, NJ
B
01/11/2002 - 03/18/2003 NYLIFE SECURITIES INC. (CRD#:5167) NEW YORK, NY
B
07/21/1999 - 11/20/2001 MORGAN STANLEY DW INC. (CRD#:7556) PURCHASE, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.