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JOHN SHERWIN
JOHN J SHERWIN, JOHN JOSEPH SHERWIN
CRD#: 3242128
IA
Investment Adviser
B
Broker
COMMONWEALTH FINANCIAL NETWORKCRD#: 8032 BLACKSTONE, MA
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2022 - Present (2 years)BEQUITABLE ADVISORS, LLC (CRD# 6627)2013 - 2022 (8 years)BMETLIFE SECURITIES INC. (CRD# 14251)2008 - 2013 (5 years)BMORGAN STANLEY & CO., INCORPORATED (CRD# 8209)2007 - 2008 (<1 year)BMORGAN STANLEY DW INC. (CRD# 7556)2000 - 2007 (6 years)BMORGAN STANLEY DEAN WITTER ONL... (CRD# 34925)1999 - 2000 (1 year)
Disclosure(s)
View By:
9/27/2018
Financial
Final
License(s)

State Registrations

B
Massachusetts 2/10/2022

IA
Massachusetts 4/5/2022

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
BLACKSTONE, MA
29 SAWYER ROAD, WALTHAM, MA 02453-3483
Registered with this firm since 4/5/2022

B
COMMONWEALTH FINANCIAL NETWORK (CRD#:8032)
BLACKSTONE, MA
29 SAWYER ROAD, WALTHAM, MA 02453-3483
Registered with this firm since 1/13/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
10/11/2013 - 01/07/2022 EQUITABLE ADVISORS, LLC (CRD#:6627) WELLESLEY, MA
B
04/11/2008 - 09/24/2013 METLIFE SECURITIES INC. (CRD#:14251) SANDY, UT
B
04/02/2007 - 03/31/2008 MORGAN STANLEY & CO., INCORPORATED (CRD#:8209) WEST VALLEY CITY, UT
B
11/01/2000 - 04/02/2007 MORGAN STANLEY DW INC. (CRD#:7556) WEST VALLEY CITY, UT
B
07/28/1999 - 11/01/2000 MORGAN STANLEY DEAN WITTER ONLINE INC. (CRD#:34925) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.