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MARK CHRISTOPHER MUELLER
CRD#: 3242119
IA
Investment Adviser
B
Broker
D.A. DAVIDSON & CO.CRD#: 199 450 REGENCY PARKWAY
SUITE 400
OMAHA, NE 68114
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2013 - 2014 (1 year)2 FIRMS2014 - 2016 (1 year)2 FIRMS2016 - Present (8 years)BSMITH HAYES FINANCIAL SERVICES... (CRD# 17059)2004 - 2013 (8 years)BLEGENT CLEARING (CRD# 117176)2002 - 2004 (1 year)BKIRKPATRICK, PETTIS, SMITH, PO... (CRD# 490)2002 - 2002 (<1 year)
License(s)

State Registrations

B
Nebraska 7/25/2016

IA
Nebraska 7/29/2016

SRO Registrations

B
FINRA

B
Nasdaq Stock Market

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
D.A. DAVIDSON & CO. (CRD#:199)
450 REGENCY PARKWAY SUITE 400, OMAHA, NE 68114
Registered with this firm since 7/29/2016

B
D.A. DAVIDSON & CO. (CRD#:199)
450 REGENCY PARKWAY SUITE 400, OMAHA, NE 68114
Registered with this firm since 7/25/2016

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/17/2014 - 07/28/2016 SMITH HAYES ADVISERS INC (CRD#:110776) OMAHA, NE
B
12/16/2014 - 07/25/2016 SMITH HAYES FINANCIAL SERVICES CORPORATION (CRD#:17059) OMAHA, NE
IA
09/30/2013 - 12/01/2014 CLS INVESTMENTS, LLC (CRD#:107975) OMAHA, NE
B
07/30/2013 - 12/01/2014 NORTHERN LIGHTS DISTRIBUTORS, LLC (CRD#:126159) OMAHA, NE
B
03/22/2004 - 01/02/2013 SMITH HAYES FINANCIAL SERVICES CORPORATION (CRD#:17059) OMAHA, NE
B
10/18/2002 - 03/08/2004 LEGENT CLEARING (CRD#:117176) OMAHA, NE
B
06/25/2002 - 10/18/2002 KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (CRD#:490) OMAHA, NE
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.