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Derick Enos
DERICK D ENOS
CRD#: 3241819
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 2 W Northwest Hwy
Mount Prospect, IL 60056
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2019 - Present (5 years)BSCOTTRADE, INC. (CRD# 8206)2000 - 2018 (17 years)
License(s)

State Registrations

B
Arizona 1/23/2020

B
Missouri 12/3/2021

B
California 3/9/2020

B
Nevada 7/24/2020

B
Colorado 1/23/2020

B
New Hampshire 9/30/2020

B
Connecticut 5/28/2021

B
New Jersey 5/28/2021

B
Florida 1/23/2020

B
New York 1/13/2021

B
Georgia 1/23/2020

B
Oklahoma 1/23/2020

B
Illinois 11/20/2019

B
Oregon 1/18/2023

IA
Illinois 11/20/2019

B
Pennsylvania 10/28/2020

B
Indiana 10/5/2020

B
South Carolina 1/18/2023

B
Iowa 10/8/2020

B
Tennessee 12/10/2021

B
Kansas 1/18/2023

B
Texas 1/23/2020

B
Kentucky 1/18/2023

IA
Texas 1/30/2020

B
Louisiana 1/23/2020

B
Vermont 4/29/2022

B
Maine 12/9/2020

B
Virginia 1/18/2023

B
Michigan 1/18/2023

B
Wisconsin 1/23/2020

B
Minnesota 6/22/2022

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
2 W Northwest Hwy, Mount Prospect, IL 60056
Registered with this firm since 11/20/2019

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
2 W Northwest Hwy, Mount Prospect, IL 60056
Registered with this firm since 11/20/2019

Previous Registration(s)
th hidden textth hidden textNameLocation
B
07/11/2000 - 03/07/2018 SCOTTRADE, INC. (CRD#:8206) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.