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Detailed Report
Evan Gomes
EVAN J GOMES, EVAN JUSTIN GOMES
CRD#: 3241628
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 601 POYDRAS ST
NEW ORLEANS, LA 70130
Registration History
20002002200420062008201020122014201620182020202220242026IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2000 - Present (25 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)1999 - Present (25 years)
License(s)

State Registrations

B
Alabama 4/15/2010
B
Mississippi 7/17/2012
B
Arizona 4/10/2014
B
Missouri 10/25/2013
B
Arkansas 1/10/2014
B
Montana 4/10/2024
B
California 3/5/2012
B
Nevada 8/28/2023
B
Colorado 4/15/2010
B
New York 1/10/2014
B
Connecticut 6/26/2024
B
North Carolina 1/13/2014
B
District of Columbia 8/28/2023
B
Oklahoma 6/14/2010
B
Florida 1/26/2012
B
Oregon 6/26/2024
B
Georgia 2/19/2013
B
Pennsylvania 8/28/2023
B
Illinois 3/6/2013
B
South Carolina 3/13/2023
B
Indiana 1/10/2014
B
Tennessee 2/20/2013
B
Kentucky 1/10/2014
IA
Texas 3/2/2000
B
Louisiana 8/20/1999
B
Texas 4/15/2010
IA
Louisiana 12/9/2015
B
Utah 8/28/2023
B
Maryland 1/10/2014
B
Vermont 8/28/2023
B
Massachusetts 1/10/2014
B
Virginia 11/25/2013
B
Minnesota 4/15/2010

SRO Registrations

B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
601 POYDRAS ST, NEW ORLEANS, LA 70130
Registered with this firm since 3/2/2000
B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
601 POYDRAS ST, NEW ORLEANS, LA 70130
Registered with this firm since 8/13/1999
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.