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Detailed Report
NIKESH VIRENDRA KADAKIA
NICK KADAKIA, NIKESH KADAKIA
CRD#: 3241399
IA
Investment Adviser
B
Broker
MORGAN STANLEYCRD#: 149777 609 Deep Valley Drive
Suite 400
Rolling Hills Estates, CA 90274
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2013 (12 years)2 FIRMS2013 - Present (12 years)BFORTIS INVESTORS, INC. (CRD# 421)2000 - 2000 (<1 year)
License(s)

State Registrations

B
Alabama 11/20/2024
B
Nebraska 11/20/2024
B
Alaska 11/20/2024
B
Nevada 2/28/2013
B
Arizona 7/11/2024
B
New Hampshire 1/21/2016
B
Arkansas 11/20/2024
B
New Jersey 11/20/2024
B
California 2/15/2013
B
New Mexico 11/20/2024
IA
California 2/15/2013
B
New York 4/13/2023
B
Colorado 2/15/2013
B
North Carolina 6/26/2023
B
Connecticut 11/20/2024
B
North Dakota 11/20/2024
B
Delaware 11/20/2024
B
Ohio 11/21/2024
B
District of Columbia 11/20/2024
B
Oklahoma 11/20/2024
B
Florida 8/6/2018
B
Oregon 2/25/2013
B
Georgia 11/20/2024
B
Pennsylvania 3/11/2013
B
Hawaii 11/20/2024
B
Puerto Rico 11/20/2024
B
Idaho 11/20/2024
B
Rhode Island 11/20/2024
B
Illinois 6/26/2023
B
South Carolina 11/20/2024
B
Indiana 11/20/2024
B
South Dakota 11/20/2024
B
Iowa 11/20/2024
B
Tennessee 11/20/2024
B
Kansas 11/20/2024
B
Texas 1/17/2014
B
Kentucky 11/20/2024
IA
Texas 4/23/2020
B
Louisiana 11/20/2024
B
Utah 11/20/2024
B
Maine 7/14/2021
B
Vermont 11/20/2024
B
Maryland 11/20/2024
B
Virgin Islands 11/20/2024
B
Massachusetts 11/20/2024
B
Virginia 11/20/2024
B
Michigan 11/20/2024
B
Washington 11/20/2024
B
Minnesota 11/20/2024
B
West Virginia 11/20/2024
B
Mississippi 11/20/2024
B
Wisconsin 11/20/2024
B
Missouri 11/20/2024
B
Wyoming 11/20/2024
B
Montana 11/20/2024

SRO Registrations

B
 FINRA
B
 NYSE American LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MORGAN STANLEY (CRD#:149777)
609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274
Registered with this firm since 2/15/2013
B
MORGAN STANLEY (CRD#:149777)
609 Deep Valley Drive Suite 400, Rolling Hills Estates, CA 90274
Registered with this firm since 2/15/2013
Previous Registration(s)
th hidden textth hidden textNameLocation
IA
 05/10/2000 - 02/19/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EL SEGUNDO, CA
B
 03/30/2000 - 02/19/2013 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) EL SEGUNDO, CA
B
 03/09/2000 - 04/27/2000 FORTIS INVESTORS, INC. (CRD#:421) OAKDALE, MN
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.