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Detailed Report
EDWARD JOHN SABO
CRD#: 3241060
IA
Investment Adviser
B
Broker
CAPITAL INVESTMENT ADVISORY SERVICES, LLCCRD#: 149124 11019 TOURNAMENT BLVD
STE 201
MURRELLS INLET, SC 29576
CAPITAL INVESTMENT GROUP, INC.CRD#: 14752 11019 TOURNAMENT BLVD
STE 201
MURRELLS INLET, SC 29576
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2004 - 2004 (<1 year)2 FIRMS2004 - 2012 (7 years)2 FIRMS2012 - 2016 (4 years)2 FIRMS2016 - Present (8 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2000 - 2004 (3 years)BPRUCO SECURITIES CORPORATION (CRD# 5685)1999 - 2000 (<1 year)
Disclosure(s)
View By:
12/6/2016
Employment Separation After Allegations
6/25/2008
Customer Dispute
Denied
3/10/2008
Customer Dispute
Denied
License(s)

State Registrations

B
California 12/12/2016
B
Ohio 12/1/2021
B
Florida 2/17/2017
B
Rhode Island 5/10/2023
B
Indiana 2/5/2021
B
South Carolina 12/12/2016
B
Michigan 1/25/2017
IA
South Carolina 12/13/2016
B
New Jersey 12/16/2020
B
Texas 4/20/2017
B
New York 7/6/2018
B
Virginia 12/12/2016
B
North Carolina 12/12/2016

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CAPITAL INVESTMENT ADVISORY SERVICES, LLC (CRD#:149124)
11019 TOURNAMENT BLVD STE 201, MURRELLS INLET, SC 29576
Registered with this firm since 12/13/2016
B
CAPITAL INVESTMENT GROUP, INC. (CRD#:14752)
11019 TOURNAMENT BLVD STE 201, MURRELLS INLET, SC 29576
11019 TOURNAMENT BLVD STE 201, MURRELLS INLET, SC 29576
Registered with this firm since 12/12/2016
Previous Registration(s)
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IA
 04/04/2012 - 12/08/2016 RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC (CRD#:149018) MURRELLS INLET, SC
B
 03/30/2012 - 12/08/2016 RAYMOND JAMES FINANCIAL SERVICES, INC. (CRD#:6694) MURRELLS INLET, SC
IA
 08/04/2004 - 04/03/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) MURRELLS INLET, SC
B
 08/04/2004 - 04/03/2012 WELLS FARGO ADVISORS, LLC (CRD#:19616) MURRELLS INLET, SC
IA
 01/16/2004 - 08/18/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) MURRELLS INLET, SC
B
 01/16/2004 - 08/18/2004 LINSCO/PRIVATE LEDGER CORP. (CRD#:6413) FORT MILL, SC
IA
 01/12/2004 - 01/30/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) MYRTLE BEACH, SC
B
 04/14/2000 - 01/30/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
 06/21/1999 - 04/06/2000 PRUCO SECURITIES CORPORATION (CRD#:5685) NEWARK, NJ
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.