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Detailed Report
JERRY DUANE HOLDSWORTH
JERRY D HOLDSWORTH
CRD#: 3241043
IA
Investment Adviser
B
Broker
WELLS FARGO ADVISORSCRD#: 11025 5550 S 59TH ST
#22
LINCOLN, NE 68516
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2009 (9 years)2 FIRMS2009 - Present (15 years)
Disclosure(s)
View By:
8/27/2008
Customer Dispute
Denied
License(s)

State Registrations

B
Alaska 2/23/2024
B
Montana 7/16/2024
B
Arizona 4/14/2021
B
Nebraska 4/3/2009
B
Arkansas 4/13/2011
IA
Nebraska 4/27/2009
B
California 5/16/2023
B
New Mexico 4/12/2018
B
Colorado 4/3/2009
B
New York 8/15/2024
B
Florida 5/16/2023
B
South Dakota 8/16/2016
B
Georgia 5/16/2023
B
Texas 5/26/2010
B
Iowa 4/3/2009
IA
Texas 5/26/2010
B
Kansas 5/8/2014
B
Virgin Islands 5/16/2023
B
Kentucky 5/19/2010
B
Virginia 4/16/2021
B
Michigan 2/8/2024
B
Washington 5/16/2023
B
Minnesota 12/13/2024
B
Wyoming 5/16/2023
B
Missouri 4/3/2009

SRO Registrations

B
 FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
WELLS FARGO ADVISORS (CRD#:11025)
5550 S 59TH ST #22, LINCOLN, NE 68516
Registered with this firm since 4/27/2009
B
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC (CRD#:11025)
5550 S 59TH ST #22, LINCOLN, NE 68516
Registered with this firm since 4/3/2009
Previous Registration(s)
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IA
 09/17/1999 - 04/06/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, NE
B
 07/08/1999 - 04/06/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) LINCOLN, NE
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.