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SCOTT WHITEMAN REED
CRD#: 3240982
IA
B
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 95 GLASTONBURY BLVD, SUITE 210
GLASTONBURY, CT 06033
GLASTONBURY, CT 06033
CETERA ADVISOR NETWORKS LLCCRD#: 13572 95 GLASTONBURY BLVD, SUITE 210
GLASTONBURY, CT 06033
GLASTONBURY, CT 06033
0
Disclosures
24
Years of Experience
View By:
State Registrations
B
Colorado 6/9/2021
B
North Carolina 6/9/2021
B
Connecticut 6/9/2021
B
Oregon 6/9/2021
IA
Connecticut 6/29/2023
B
Pennsylvania 6/9/2021
B
District of Columbia 6/9/2021
B
Rhode Island 6/9/2021
B
Florida 6/11/2021
B
South Carolina 6/9/2021
B
Georgia 8/9/2021
B
Utah 12/12/2023
B
Maine 6/9/2021
B
Vermont 6/9/2021
B
Massachusetts 6/9/2021
B
Virginia 6/9/2021
B
New Hampshire 6/9/2021
B
Washington 6/9/2021
B
New York 6/9/2021
SRO Registrations
B
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IA
Registered with this firm since 6/29/2023
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Registered with this firm since 6/9/2021
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 06/09/2021 - 06/29/2023 | EL SEGUNDO, CA | |
IA | 01/03/2011 - 06/09/2021 | East Hartford, CT | |
B | 01/03/2011 - 06/09/2021 | East Hartford, CT | |
IA | 07/14/2006 - 01/03/2011 | WINDSOR, CT | |
B | 12/18/2003 - 01/03/2011 | WINDSOR, CT | |
B | 02/26/2002 - 11/03/2003 | WINDSOR, CT | |
B | 10/05/2001 - 12/31/2001 | HARTFORD, CT | |
B | 06/23/1999 - 08/08/2000 | WINDSOR, CT |
For additional information about investment advisers or broker-dealers, please visit
B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.