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CHRISTOPHER SCOTT DUNFEY
CHRIS DUNFEY, CHRISTOPHER DUNFEY
CRD#: 3240626
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 3349 MONROE AVE
ROCHESTER, NY 14618
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 2780 MONROE AVE
SUITE 201
ROCHESTER, NY 14618
Registration History
20002002200420062008201020122014201620182020202220242026IAFIDELITY PERSONAL AND WORKPLAC... (CRD# 288590)2020 - Present (4 years)BFIDELITY BROKERAGE SERVICES LLC (CRD# 7784)2015 - Present (9 years)BSCOTTRADE, INC. (CRD# 8206)2011 - 2014 (3 years)BLINCOLN FINANCIAL ADVISORS COR... (CRD# 3978)2003 - 2011 (8 years)BTHE LINCOLN NATIONAL LIFE INSU... (CRD# 2580)2003 - 2006 (3 years)BWACHOVIA SECURITIES, INC. (CRD# 19616)2000 - 2003 (2 years)BFIRST UNION BROKERAGE SERVICES... (CRD# 8112)1999 - 2000 (1 year)
License(s)

State Registrations

B
Arizona 4/23/2020

B
New Mexico 3/25/2023

B
California 2/8/2021

B
New York 3/18/2015

B
Colorado 3/25/2023

IA
New York 4/30/2021

B
Connecticut 6/18/2020

B
North Carolina 3/29/2021

B
Florida 5/11/2016

B
Ohio 3/25/2023

B
Georgia 1/4/2025

B
Pennsylvania 3/19/2020

B
Indiana 10/7/2019

IA
Pennsylvania 11/23/2020

B
Maine 10/18/2022

B
South Carolina 4/9/2021

B
Maryland 10/7/2019

B
Tennessee 7/24/2023

B
Massachusetts 6/18/2020

B
Texas 1/7/2022

B
Minnesota 1/4/2019

IA
Texas 3/4/2022

B
Nevada 10/18/2022

B
Vermont 7/8/2022

B
New Hampshire 7/8/2022

B
Virginia 12/3/2019

B
New Jersey 10/7/2019

SRO Registrations

B
FINRA

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
3349 MONROE AVE, ROCHESTER, NY 14618
Registered with this firm since 11/23/2020

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
2780 MONROE AVE SUITE 201, ROCHESTER, NY 14618
FARMINGTON, NY
Registered with this firm since 3/18/2015

Previous Registration(s)
th hidden textth hidden textNameLocation
B
09/08/2011 - 11/11/2014 SCOTTRADE, INC. (CRD#:8206) ROCHESTER, NY
B
03/25/2003 - 06/02/2011 LINCOLN FINANCIAL ADVISORS CORPORATION (CRD#:3978) ROCHESTER, NY
B
03/25/2003 - 05/01/2006 THE LINCOLN NATIONAL LIFE INSURANCE COMPANY (CRD#:2580) FORT WAYNE, IN
B
10/01/2000 - 02/13/2003 WACHOVIA SECURITIES, INC. (CRD#:19616) ST. LOUIS, MO
B
09/02/1999 - 10/01/2000 FIRST UNION BROKERAGE SERVICES, INC. (CRD#:8112) CHARLOTTE, NC
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B
Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.