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ROBERT HEARN
CRD#: 3240357
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
811 MAIN STREET, Suite 1850
HOUSTON, TX 77002
Registration History
20002002200420062008201020122014201620182020202220243 FIRMS2022 - Present (2 years)BJ.P. MORGAN SECURITIES LLC (CRD# 79)2017 - 2022 (4 years)BDEUTSCHE BANK SECURITIES INC. (CRD# 2525)2010 - 2017 (7 years)BUBS SECURITIES LLC (CRD# 7654)1999 - 2009 (9 years)IACITI GLOBAL ADVISORY, LLC (CRD# 153777)2022 - 2010 (<1 year)
License(s)

State Registrations

B
Alabama 6/10/2024

B
Nebraska 6/10/2024

B
Alaska 6/10/2024

B
Nevada 1/18/2022

B
Arizona 6/10/2024

B
New Hampshire 6/10/2024

B
Arkansas 6/10/2024

B
New Jersey 1/18/2022

B
California 1/18/2022

B
New Mexico 1/18/2022

B
Colorado 1/18/2022

B
New York 1/18/2022

B
Connecticut 6/10/2024

B
North Carolina 6/10/2024

B
Delaware 6/10/2024

B
North Dakota 6/10/2024

B
District of Columbia 6/10/2024

B
Ohio 6/10/2024

B
Florida 1/18/2022

B
Oklahoma 1/18/2022

B
Georgia 6/10/2024

B
Oregon 6/10/2024

B
Hawaii 6/10/2024

B
Pennsylvania 6/10/2024

B
Idaho 6/10/2024

B
Puerto Rico 6/10/2024

B
Illinois 1/18/2022

B
Rhode Island 6/10/2024

B
Indiana 6/10/2024

B
South Carolina 3/6/2024

B
Iowa 6/10/2024

B
South Dakota 6/10/2024

B
Kansas 6/10/2024

B
Tennessee 1/18/2022

B
Kentucky 6/10/2024

B
Texas 1/18/2022

B
Louisiana 1/18/2022

IA
Texas 2/28/2022

B
Maine 6/10/2024

B
Utah 2/28/2024

B
Maryland 6/10/2024

B
Vermont 6/10/2024

B
Massachusetts 1/18/2022

B
Virgin Islands 6/10/2024

B
Michigan 1/18/2022

B
Virginia 6/10/2024

B
Minnesota 1/18/2022

B
Washington 1/18/2022

B
Mississippi 6/10/2024

B
West Virginia 6/10/2024

B
Missouri 1/18/2022

B
Wisconsin 6/10/2024

B
Montana 6/10/2024

B
Wyoming 6/10/2024

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 811 MAIN STREET, Suite 1850, HOUSTON, TX 77002
Houston, TX
Registered with this firm since 2/28/2022

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 811 MAIN STREET, Suite 1850, HOUSTON, TX 77002
Houston, TX
Registered with this firm since 1/18/2022

B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 811 Main Street, Suite 1850, Houston, TX 77002
Houston, TX
Registered with this firm since 1/18/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
B
08/22/2017 - 01/14/2022 J.P. MORGAN SECURITIES LLC (CRD#:79) HOUSTON, TX
B
03/22/2010 - 08/09/2017 DEUTSCHE BANK SECURITIES INC. (CRD#:2525) NEW YORK, NY
IA
02/28/2022 - 06/30/2010 CITI GLOBAL ADVISORY, LLC (CRD#:153777) NEW YORK, NY
B
09/16/1999 - 06/02/2009 UBS SECURITIES LLC (CRD#:7654) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.