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Detailed Report
KRISTOPHER ROSTERN NUTTALL
KRIS NUTTALL
CRD#: 3239539
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Investment Adviser
EDELMAN FINANCIAL ENGINESCRD#: 104510 1605 CARMODY COURT
SUITE 100
SEWICKLEY, PA 15143
Registration History
200420062008201020122014201620182020202220242026IAEDELMAN FINANCIAL ENGINES (CRD# 104510)2016 - Present (8 years)IAFINANCIAL ENGINES ADVISOR CENT... (CRD# 109238)2016 - 2016 (<1 year)IATHE MUTUAL FUND STORE (CRD# 141056)2006 - 2016 (9 years)IANATCITY INVESTMENTS, INC. (CRD# 17490)2005 - 2005 (<1 year)IACCO INVESTMENT SERVICES CORP. (CRD# 39550)2003 - 2005 (1 year)
License(s)

State Registrations

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Pennsylvania 11/30/2016
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Texas 11/30/2016
Current Registration(s)
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EDELMAN FINANCIAL ENGINES (CRD#:104510)
1605 CARMODY COURT SUITE 100, SEWICKLEY, PA 15143
Registered with this firm since 11/30/2016
Previous Registration(s)
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 04/01/2016 - 11/30/2016 FINANCIAL ENGINES ADVISOR CENTER, LLC (CRD#:109238) CRANBERRY TOWNSHIP, PA
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 06/30/2006 - 04/21/2016 THE MUTUAL FUND STORE (CRD#:141056) CRANBERRY TOWNSHIP, PA
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 04/22/2005 - 11/14/2005 NATCITY INVESTMENTS, INC. (CRD#:17490) PITTSBURGH, PA
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 05/01/2003 - 02/14/2005 CCO INVESTMENT SERVICES CORP. (CRD#:39550) PITTSBURGH, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
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Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.