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PRATT DASHIELL PHILLIPS IV
CRD#: 3239309
IA
B
TRUIST ADVISORY SERVICES, INC.CRD#: 283390 2520 NORTHWINDS PKWAY
FL 4
ALPHARETTA, GA 30009
FL 4
ALPHARETTA, GA 30009
TRUIST INVESTMENT SERVICES, INC.CRD#: 17499 2520 NORTHWINDS PKWY
FL 4
ALPHARETTA, GA 30009
FL 4
ALPHARETTA, GA 30009
0
Disclosures
25
Years of Experience
View By:
State Registrations
B
Alabama 1/18/2019
B
Mississippi 1/4/2023
B
California 9/24/2019
B
Missouri 1/10/2024
B
Connecticut 1/11/2024
B
New York 1/23/2012
B
District of Columbia 12/6/2024
B
North Carolina 5/22/2019
B
Florida 12/12/2012
B
Ohio 10/14/2019
B
Georgia 10/21/2009
B
Oklahoma 7/11/2018
IA
Georgia 9/19/2016
B
Pennsylvania 1/10/2024
B
Hawaii 1/10/2024
B
South Carolina 10/12/2010
B
Illinois 8/21/2018
B
Tennessee 4/26/2012
B
Iowa 9/4/2015
B
Texas 6/13/2013
B
Kentucky 10/31/2023
IA
Texas 3/14/2017
B
Louisiana 4/15/2021
B
Utah 7/31/2024
B
Maine 8/17/2017
B
Virginia 7/27/2016
B
Michigan 2/8/2012
B
West Virginia 12/26/2023
B
Minnesota 1/19/2025
SRO Registrations
B
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IA
Registered with this firm since 9/19/2016
B
Registered with this firm since 10/21/2009
| th hidden text | th hidden text | Name | Location |
|---|---|---|---|
IA | 10/22/2009 - 12/31/2016 | ALPHARETTA, GA | |
IA | 03/19/2003 - 10/22/2009 | ATLANTA, GA | |
B | 08/13/1999 - 10/22/2009 | ATLANTA, GA | |
B | 08/13/1999 - 07/03/2006 | MINNEAPOLIS, MN |
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B
Broker A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.