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BRADLEY ALLEN
BRADLEY E ALLEN
CRD#: 3239295
IA
Investment Adviser
B
Broker
ASSETMARK, INC.CRD#: 109018 1655 GRANT STREET
10TH FLOOR
CONCORD, CA 94520-2445
ASSETMARK BROKERAGE, LLCCRD#: 169804 1655 GRANT STREET, 10TH FLOOR
CONCORD, CA 94520
Registration History
20062008201020122014201620182020202220242 FIRMS2016 - 2020 (3 years)2 FIRMS2020 - Present (4 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2008 - 2016 (7 years)BEDWARD JONES (CRD# 250)2005 - 2008 (2 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2013 - 2016 (3 years)IACHARLES SCHWAB & CO., INC. (CRD# 5393)2008 - 2012 (4 years)IAEDWARD JONES (CRD# 250)2007 - 2008 (<1 year)
License(s)

State Registrations

B
California 7/30/2020

IA
California 7/30/2020

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
ASSETMARK, INC. (CRD#:109018)
1655 GRANT STREET 10TH FLOOR, CONCORD, CA 94520-2445
Registered with this firm since 7/30/2020

B
ASSETMARK BROKERAGE, LLC (CRD#:169804)
1655 GRANT STREET, 10TH FLOOR, CONCORD, CA 94520
Registered with this firm since 7/30/2020

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/22/2016 - 07/27/2020 WELLS FARGO FUNDS MANAGEMENT, LLC (CRD#:110841) SAN FRANCISCO, CA
B
10/21/2016 - 07/27/2020 WELLS FARGO FUNDS DISTRIBUTOR, LLC (CRD#:133366) SAN FRANCISCO, CA
IA
01/10/2013 - 06/08/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
B
07/30/2008 - 06/08/2016 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
IA
07/30/2008 - 12/31/2012 CHARLES SCHWAB & CO., INC. (CRD#:5393) SAN FRANCISCO, CA
IA
02/05/2007 - 01/31/2008 EDWARD JONES (CRD#:250) COSTA MESA, CA
B
11/14/2005 - 01/31/2008 EDWARD JONES (CRD#:250) COSTA MESA, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.