• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
Vincent Mauro
VINCENT J MAURO, Vincent Joseph Mauro
CRD#: 3238705
IA
Investment Adviser
B
Broker
LPL ENTERPRISE, LLCCRD#: 8733 WARNERS, NY
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2024 - Present (<1 year)BPRUCO SECURITIES, LLC. (CRD# 5685)2022 - 2024 (2 years)BCADARET, GRANT & CO., INC. (CRD# 10641)2018 - 2022 (4 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2017 - 2017 (<1 year)BSANDS BROTHERS & CO., LTD. (CRD# 26816)1999 - 2001 (1 year)
License(s)

State Registrations

B
Alabama 10/21/2024

B
Nevada 10/21/2024

B
Alaska 10/21/2024

B
New Hampshire 10/21/2024

B
Arizona 10/21/2024

B
New Jersey 10/21/2024

B
Arkansas 10/21/2024

B
New Mexico 10/21/2024

B
California 10/21/2024

B
New York 9/27/2024

B
Colorado 10/21/2024

IA
New York 9/27/2024

B
Connecticut 10/21/2024

B
North Carolina 10/21/2024

B
Delaware 10/21/2024

B
North Dakota 10/21/2024

B
District of Columbia 10/21/2024

B
Ohio 10/21/2024

B
Florida 10/21/2024

B
Oklahoma 10/21/2024

B
Georgia 10/21/2024

B
Oregon 10/21/2024

B
Hawaii 10/21/2024

B
Pennsylvania 10/21/2024

B
Idaho 10/21/2024

B
Puerto Rico 10/21/2024

B
Illinois 10/21/2024

B
Rhode Island 10/21/2024

B
Indiana 10/21/2024

B
South Carolina 9/27/2024

B
Iowa 10/21/2024

IA
South Carolina 9/27/2024

B
Kansas 10/21/2024

B
South Dakota 10/21/2024

B
Kentucky 10/21/2024

B
Tennessee 10/21/2024

B
Louisiana 10/21/2024

B
Texas 10/21/2024

B
Maine 10/21/2024

IA
Texas 10/21/2024

B
Maryland 10/21/2024

B
Utah 10/21/2024

B
Massachusetts 10/21/2024

B
Vermont 10/21/2024

B
Michigan 10/21/2024

B
Virgin Islands 10/21/2024

B
Minnesota 10/21/2024

B
Virginia 10/21/2024

B
Mississippi 10/21/2024

B
Washington 10/21/2024

B
Missouri 10/21/2024

B
West Virginia 10/21/2024

B
Montana 10/21/2024

B
Wisconsin 10/21/2024

B
Nebraska 10/21/2024

B
Wyoming 10/21/2024

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
LPL ENTERPRISE, LLC (CRD#:8733)
WARNERS, NY
WARNERS, NY
Registered with this firm since 9/27/2024

B
LPL ENTERPRISE, LLC (CRD#:8733)
WARNERS, NY
WARNERS, NY
Registered with this firm since 9/27/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
B
05/17/2022 - 09/25/2024 PRUCO SECURITIES, LLC. (CRD#:5685) NEWARK, NJ
B
01/16/2018 - 04/14/2022 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
B
06/16/2017 - 12/01/2017 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) E SYRACUSE, NY
B
11/10/1999 - 07/02/2001 SANDS BROTHERS & CO., LTD. (CRD#:26816) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.