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Detailed Report
RYAN KEITH BUCHOLTZ
RK BUCHOLTZ
CRD#: 3237999
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 3401 Morse Crossing
Columbus, OH 43219
Registration History
20022004200620082010201220142016201820202022202420262 FIRMS2005 - 2005 (<1 year)2 FIRMS2018 - Present (6 years)BNORTHWESTERN MUTUAL INVESTMENT... (CRD# 2881)2007 - 2007 (<1 year)BTHE HUNTINGTON INVESTMENT COMPANY (CRD# 16986)2006 - 2006 (<1 year)BIFMG SECURITIES, INC. (CRD# 14416)2003 - 2006 (2 years)BNATIONWIDE INVESTMENT SERVICES... (CRD# 7110)2002 - 2002 (<1 year)
License(s)

State Registrations

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Alabama 1/28/2019
B
Nevada 2/4/2019
B
Alaska 1/25/2019
B
New Hampshire 1/25/2019
B
Arizona 1/28/2019
B
New Jersey 1/28/2019
B
Arkansas 1/25/2019
B
New Mexico 1/24/2019
B
California 1/24/2019
B
New York 2/7/2019
B
Colorado 2/13/2019
B
North Carolina 2/4/2019
B
Connecticut 1/25/2019
B
North Dakota 2/1/2019
B
Delaware 2/7/2019
IA
Ohio 10/22/2018
B
District of Columbia 1/25/2019
B
Ohio 1/24/2019
B
Florida 1/25/2019
B
Oklahoma 1/25/2019
B
Georgia 1/25/2019
B
Oregon 2/27/2019
B
Hawaii 1/28/2019
B
Pennsylvania 1/30/2019
B
Idaho 1/24/2019
B
Puerto Rico 1/25/2019
B
Illinois 2/19/2019
B
Rhode Island 1/29/2019
B
Indiana 1/24/2019
B
South Carolina 2/1/2019
B
Iowa 1/25/2019
B
South Dakota 1/28/2019
B
Kansas 1/28/2019
B
Tennessee 1/25/2019
B
Kentucky 3/4/2019
B
Texas 1/25/2019
B
Louisiana 1/28/2019
IA
Texas 2/11/2019
B
Maine 1/25/2019
B
Utah 1/24/2019
B
Maryland 1/29/2019
B
Vermont 1/25/2019
B
Massachusetts 3/14/2019
B
Virgin Islands 1/28/2019
B
Michigan 3/8/2019
B
Virginia 1/25/2019
B
Minnesota 1/25/2019
B
Washington 1/25/2019
B
Mississippi 1/25/2019
B
West Virginia 2/12/2019
B
Missouri 3/18/2019
B
Wisconsin 1/29/2019
B
Montana 3/6/2019
B
Wyoming 1/28/2019
B
Nebraska 1/25/2019

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
3401 Morse Crossing, Columbus, OH 43219
Registered with this firm since 10/22/2018
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
3401 Morse Crossing, Columbus, OH 43219
Registered with this firm since 8/8/2018
Previous Registration(s)
th hidden textth hidden textNameLocation
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 03/02/2007 - 07/05/2007 NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC (CRD#:2881) COLUMBUS, OH
B
 08/30/2006 - 11/16/2006 THE HUNTINGTON INVESTMENT COMPANY (CRD#:16986) COLUMBUS, OH
B
 11/18/2003 - 06/30/2006 IFMG SECURITIES, INC. (CRD#:14416) PURCHASE, NY
IA
 06/22/2005 - 07/29/2005 CITISTREET FINANCIAL SERVICES LLC (CRD#:107311) AKRON, OH
B
 06/22/2005 - 07/29/2005 CITISTREET EQUITIES LLC (CRD#:7447) SOMERSET, NJ
B
 09/11/2002 - 10/08/2002 NATIONWIDE INVESTMENT SERVICES CORPORATION (CRD#:7110) COLUMBUS, OH
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.