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JOSEPH FREDERICK ESCHLEMAN
Joe Eschleman
CRD#: 3237843
IA
Investment Adviser
B
Broker
TOWERPOINT WEALTH, LLCCRD#: 288593 500 Capitol Mall
Suite 1060
Sacramento, CA 95814
PURSHE KAPLAN STERLING INVESTMENTSCRD#: 35747 500 Capitol Mall
Suite 1060
Sacramento, CA 95814
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS1999 - 2003 (3 years)2 FIRMS2003 - 2017 (13 years)2 FIRMS2017 - Present (7 years)
Disclosure(s)
View By:
8/21/2018
Regulatory
Final
4/26/2017
Employment Separation After Allegations
4/21/2014
Customer Dispute
Settled
License(s)

State Registrations

IA
California 5/30/2017

B
Tennessee 8/4/2023

B
California 8/10/2017

IA
Texas 9/7/2018

B
Pennsylvania 8/11/2017

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
TOWERPOINT WEALTH, LLC (CRD#:288593)
500 Capitol Mall Suite 1060, Sacramento, CA 95814
Registered with this firm since 5/30/2017

B
PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747)
500 Capitol Mall Suite 1060, Sacramento, CA 95814
Registered with this firm since 8/10/2017

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
07/01/2003 - 05/24/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SACRAMENTO, CA
B
07/01/2003 - 05/24/2017 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) SACRAMENTO, CA
IA
08/11/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) SACRAMENTO, CA
B
09/29/1999 - 07/01/2003 PRUDENTIAL SECURITIES INCORPORATED (CRD#:7471) NEW YORK, NY
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.