NAFENG IRENE HIOE - Investment Adviser at TRANSAMERICA FINANCIAL ADVISORS, LLC

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Detailed ReportReport

NAFENG IRENE HIOE

NAFENG LIN HIOE, NAFENG HIOE

CRD#: 3236297

Investment Adviser

Broker

TRANSAMERICA FINANCIAL ADVISORS, LLCCRD#: 16164

2180 Los Ranchitos Rd.
Chino Hills, CA 91709

Disclosures

Disclosures

0 Disclosures

Registration History

License(s)

State Registrations

California 1/6/2012

Texas 1/7/2022

California 1/6/2012

Texas 1/10/2022

SRO Registrations

FINRA

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.

Current Registration(s)

TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)

2180 Los Ranchitos Rd., Chino Hills, CA 91709

Registered with this firm since 1/6/2012

TRANSAMERICA FINANCIAL ADVISORS, LLC (CRD#:16164)

2180 Los Ranchitos Rd., Chino Hills, CA 91709

Registered with this firm since 1/6/2012

Previous Registration(s)

th hidden text	th hidden text	Name	Location
IA	06/22/2007 - 01/06/2012	INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233)	ANAHEIM, CA
B	04/12/2002 - 01/06/2012	WORLD GROUP SECURITIES, INC. (CRD#:114473)	ANAHEIM, CA
B	02/05/2002 - 04/12/2002	WMA SECURITIES, INC. (CRD#:32625)	DULUTH, GA
B	07/08/1999 - 12/18/2001	WMA SECURITIES, INC. (CRD#:32625)	DULUTH, GA

INVESTMENT ADVISORS INTERNATIONAL, INC. (CRD#:139233)

ANAHEIM, CA

06/22/2007 - 01/06/2012

WORLD GROUP SECURITIES, INC. (CRD#:114473)

ANAHEIM, CA

04/12/2002 - 01/06/2012

WMA SECURITIES, INC. (CRD#:32625)

DULUTH, GA

02/05/2002 - 04/12/2002

WMA SECURITIES, INC. (CRD#:32625)

DULUTH, GA

07/08/1999 - 12/18/2001

For additional information about investment advisers or broker-dealers, please visit

www.investor.gov

Broker

A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.

Investment Adviser

An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.

Disclosures

Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.