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Detailed Report
PATRICIA MARGARET GILLAND
CRD#: 3235812
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 1200 NORTH DIXIE HWY
ELIZABETHTOWN, KY 42701
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2007 - 2012 (5 years)BPNC INVESTMENTS (CRD# 129052)2004 - 2007 (3 years)BJ.J.B. HILLIARD, W.L. LYONS, INC. (CRD# 453)2002 - 2004 (1 year)BPNC BROKERAGE CORP (CRD# 34671)1999 - 2001 (2 years)
License(s)

State Registrations

B
Alabama 10/22/2012
B
Mississippi 10/22/2012
B
Alaska 6/16/2017
B
Missouri 12/16/2013
B
Arizona 10/22/2012
B
Nevada 10/31/2016
B
California 10/22/2012
B
New Hampshire 4/21/2016
B
Colorado 7/18/2017
B
New Jersey 6/25/2014
B
Florida 10/22/2012
B
New Mexico 10/13/2016
B
Georgia 10/22/2012
B
New York 9/17/2014
B
Hawaii 2/15/2019
B
North Carolina 10/23/2012
B
Illinois 10/22/2012
B
Ohio 10/23/2012
B
Indiana 10/22/2012
B
Pennsylvania 10/17/2013
IA
Indiana 7/31/2017
B
South Carolina 12/21/2016
B
Kansas 4/4/2019
B
South Dakota 6/11/2020
B
Kentucky 10/1/2012
B
Tennessee 10/22/2012
IA
Kentucky 12/14/2012
B
Texas 10/22/2012
B
Louisiana 7/18/2017
IA
Texas 9/13/2013
B
Maine 1/10/2014
B
Virginia 10/17/2013
B
Massachusetts 10/22/2012
B
Washington 1/10/2018
B
Michigan 10/22/2012
B
West Virginia 4/12/2018
B
Minnesota 2/13/2024
B
Wisconsin 6/16/2017

SRO Registrations

B
 BOX Exchange LLC
B
 Cboe BYX Exchange, Inc.
B
 Cboe BZX Exchange, Inc.
B
 Cboe C2 Exchange, Inc.
B
 Cboe EDGA Exchange, Inc.
B
 Cboe EDGX Exchange, Inc.
B
 Cboe Exchange, Inc.
B
 FINRA
B
 Investors' Exchange LLC
B
 Long-Term Stock Exchange, Inc.
B
 MEMX LLC
B
 MIAX Emerald, LLC
B
 MIAX PEARL, LLC
B
 MIAX Sapphire
B
 Miami International Securities Exchange, LLC
B
 NYSE American LLC
B
 NYSE Arca, Inc.
B
 NYSE Chicago, Inc.
B
 NYSE National, Inc.
B
 Nasdaq BX, Inc.
B
 Nasdaq GEMX, LLC
B
 Nasdaq ISE, LLC
B
 Nasdaq MRX, LLC
B
 Nasdaq PHLX LLC
B
 Nasdaq Stock Market
B
 New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
1200 NORTH DIXIE HWY, ELIZABETHTOWN, KY 42701
Registered with this firm since 12/14/2012
B
J.P. MORGAN SECURITIES LLC (CRD#:79)
1200 NORTH DIXIE HWY, ELIZABETHTOWN, KY 42701
Registered with this firm since 10/1/2012
Previous Registration(s)
th hidden textth hidden textNameLocation
B
 07/25/2007 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) RADCLIFF, KY
B
 01/01/2004 - 07/09/2007 PNC INVESTMENTS (CRD#:129052) ELIZABETHTOWN, KY
B
 11/26/2002 - 01/01/2004 J.J.B. HILLIARD, W.L. LYONS, INC. (CRD#:453) LOUISVILLE, KY
B
 09/15/1999 - 12/19/2001 PNC BROKERAGE CORP (CRD#:34671) PITTSBURGH, PA
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
B
Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.