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CATHERINE MARY MAGANA
CATHERINE M FIERRO, CATHERINE MAGANA
CRD#: 3235785
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Investment Adviser
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Previous Broker
WWM FINANCIALCRD#: 157620 2131 Palomar Airport Rd
Suite 330
Carlsbad, CA 92011
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2011 - 2011 (<1 year)IAWWM FINANCIAL (CRD# 157620)2011 - Present (13 years)BPURSHE KAPLAN STERLING INVESTMENTS (CRD# 35747)2011 - 2017 (6 years)BCITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2000 - 2011 (10 years)IACITIGROUP GLOBAL MARKETS INC. (CRD# 7059)2002 - 2011 (8 years)
License(s)

State Registrations

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California 7/29/2011

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Texas 7/21/2016

Current Registration(s)
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WWM FINANCIAL (CRD#:157620)
2131 Palomar Airport Rd Suite 330, Carlsbad, CA 92011
Registered with this firm since 7/29/2011

Previous Registration(s)
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07/29/2011 - 12/31/2017 PURSHE KAPLAN STERLING INVESTMENTS (CRD#:35747) CARLSBAD, CA
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01/06/2011 - 08/23/2011 MORGAN STANLEY SMITH BARNEY LLC (CRD#:149777) CARLSBAD, CA
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01/06/2011 - 08/23/2011 MORGAN STANLEY SMITH BARNEY (CRD#:149777) CARLSBAD, CA
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04/22/2002 - 01/06/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CARLSBAD, CA
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12/06/2000 - 01/06/2011 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) CARLSBAD, CA
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Broker
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Investment Adviser
Disclosures
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