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CASSIE MAI KHUU
CHAU MAI KHUU
CRD#: 3235334
IA
Investment Adviser
B
Broker
CITIGROUP GLOBAL MARKETS INC.CRD#: 7059 CITI PRIVATE BANK
1 MARKET STREET, 42ND FLOOR
SAN FRANCISCO, CA 94105
CITI PRIVATE ALTERNATIVES, LLCCRD#: 153777 CITI PRIVATE BANK
1 Market Street, 42nd Floor
San Francisco, CA 94105
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - Present (17 years)BCITI PRIVATE ALTERNATIVES, LLC (CRD# 153777)2017 - Present (7 years)BCITICORP INVESTMENT SERVICES (CRD# 23988)1999 - 2007 (7 years)IACITICORP INVESTMENT SERVICES (CRD# 23988)2003 - 2007 (4 years)
License(s)

State Registrations

B
Alaska 8/21/2007

B
Nevada 8/21/2007

B
Arizona 8/21/2007

B
New Mexico 8/21/2007

B
California 5/29/2007

B
New York 8/21/2007

IA
California 5/29/2007

B
North Carolina 8/22/2007

B
Colorado 8/21/2007

B
Ohio 8/22/2007

B
Connecticut 8/21/2007

B
Oregon 8/21/2007

B
District of Columbia 5/29/2007

B
Pennsylvania 12/17/2020

B
Hawaii 8/21/2007

B
Texas 8/21/2007

B
Idaho 8/21/2007

B
Utah 8/21/2007

B
Illinois 8/21/2007

B
Washington 8/21/2007

B
Maryland 5/29/2007

B
West Virginia 5/29/2007

B
Montana 8/21/2007

B
Wyoming 8/21/2007

B
Nebraska 10/8/2008

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CITI PRIVATE ALTERNATIVES, LLC (CRD#:153777)
CITI PRIVATE BANK 1 Market Street, 42nd Floor, San Francisco, CA 94105
South San Francisco, CA
Registered with this firm since 3/28/2017

IA
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1 MARKET STREET, 42ND FLOOR, SAN FRANCISCO, CA 94105
South San Francisco, CA
Registered with this firm since 5/29/2007

B
CITIGROUP GLOBAL MARKETS INC. (CRD#:7059)
CITI PRIVATE BANK 1 MARKET STREET, 42ND FLOOR, SAN FRANCISCO, CA 94105
South San Francisco, CA
Registered with this firm since 5/29/2007

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/14/2003 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
B
07/28/1999 - 05/29/2007 CITICORP INVESTMENT SERVICES (CRD#:23988) SAN FRANCISCO, CA
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.