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Detailed Report
JOSEPH CHRISTOPHER MASON
CHRIS MASON
CRD#: 3235287
IA
Investment Adviser
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Previous Broker
MAYFAIR ADVISORY GROUP, LLCCRD#: 304668 3300 Cahaba Road
Suite 200
Birmingham, AL 35223
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2008 - 2019 (11 years)IAMAYFAIR ADVISORY GROUP, LLC (CRD# 304668)2019 - Present (5 years)BMML INVESTORS SERVICES, INC. (CRD# 10409)1999 - 2008 (8 years)IAMML INVESTORS SERVICES, INC. (CRD# 10409)2003 - 2008 (4 years)
Disclosure(s)
View By:
1/28/2008
Customer Dispute
Settled
License(s)

State Registrations

IA
Alabama 9/5/2019
Current Registration(s)
IA
MAYFAIR ADVISORY GROUP, LLC (CRD#:304668)
3300 Cahaba Road Suite 200, Birmingham, AL 35223
Registered with this firm since 9/5/2019
Previous Registration(s)
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IA
 03/26/2008 - 09/06/2019 BHK INVESTMENT ADVISORS (CRD#:140515) BIRMINGHAM, AL
IA
 03/26/2008 - 09/06/2019 BHK SECURITIES, LLC (CRD#:139665) BIRMINGHAM, AL
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 03/26/2008 - 09/06/2019 BHK SECURITIES, LLC (CRD#:139665) BIRMINGHAM, AL
IA
 07/31/2003 - 04/01/2008 MML INVESTORS SERVICES, INC. (CRD#:10409) BIRMINGHAM, AL
B
 07/09/1999 - 04/01/2008 MML INVESTORS SERVICES, INC. (CRD#:10409) BIRMINGHAM, AL
For additional information about investment advisers or broker-dealers, please visit
www.investor.gov
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Broker
A brokerage firm, also called a broker-dealer, is in the business of buying and selling securities – stocks, bonds, mutual funds, and certain other investment products – on behalf of its customer (as broker), for its own bank (dealer), or both. Individuals who work for broker-dealers - the sales personnel are commonly referred to as brokers.
IA
Investment Adviser
An investment adviser is paid for providing advice about securities to clients. In addition, some investment advisers manage investment portfolios and offer financial planning services.
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.