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David Schoep
DAVE SCHOEP, DAVID K SCHOEP, David Kenneth Schoep
CRD#: 3235218
IA
Investment Adviser
B
Broker
CETERA INVESTMENT ADVISERS LLCCRD#: 105644 23528 E Rocky Top Ave
AURORA, CO 80016
CETERA ADVISOR NETWORKS LLCCRD#: 13572 AURORA, CO
Registration History
200020022004200620082010201220142016201820202022202420263 FIRMS2012 - 2015 (2 years)2 FIRMS2013 - 2015 (2 years)2 FIRMS2019 - Present (5 years)2 FIRMS2024 - Present (<1 year)BCETERA ADVISORS LLC (CRD# 10299)2012 - Present (13 years)BFIRST ALLIED SECURITIES, INC. (CRD# 32444)2019 - 2022 (3 years)BCETERA ADVISOR NETWORKS LLC (CRD# 13572)2019 - 2020 (1 year)BSUMMIT BROKERAGE SERVICES, INC. (CRD# 34643)2018 - 2019 (1 year)BMULTI-FINANCIAL SECURITIES COR... (CRD# 10299)2007 - 2011 (3 years)BCHARLES SCHWAB & CO., INC. (CRD# 5393)2005 - 2007 (2 years)BTRANSAMERICA CAPITAL, INC. (CRD# 8217)2005 - 2005 (<1 year)BOPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD# 7834)2000 - 2005 (4 years)BJANUS DISTRIBUTORS, INC. (CRD# 28832)1999 - 2000 (<1 year)IACETERA ADVISORS LLC (CRD# 10299)2012 - 2024 (11 years)IACETERA INVESTMENT SERVICES LLC (CRD# 15340)2012 - 2014 (1 year)
License(s)

State Registrations

B
Alabama 1/25/2012

B
Montana 1/25/2012

B
Alaska 1/25/2012

B
Nebraska 1/25/2012

B
Arizona 1/25/2012

B
Nevada 1/25/2012

B
Arkansas 1/25/2012

B
New Hampshire 1/25/2012

B
California 1/25/2012

B
New Jersey 1/25/2012

B
Colorado 1/25/2012

B
New Mexico 1/25/2012

IA
Colorado 3/21/2024

B
New York 1/25/2012

B
Connecticut 1/25/2012

B
North Carolina 1/26/2012

B
Delaware 1/25/2012

B
North Dakota 1/25/2012

B
District of Columbia 1/25/2012

B
Ohio 1/26/2012

B
Florida 1/25/2012

B
Oklahoma 1/25/2012

B
Georgia 1/25/2012

B
Oregon 1/25/2012

B
Hawaii 1/25/2012

B
Pennsylvania 1/25/2012

B
Idaho 1/25/2012

B
Rhode Island 1/25/2012

B
Illinois 1/25/2012

B
South Carolina 1/25/2012

B
Indiana 1/25/2012

B
South Dakota 1/25/2012

B
Iowa 1/25/2012

B
Tennessee 1/25/2012

B
Kansas 1/25/2012

B
Texas 1/25/2012

B
Kentucky 1/25/2012

IA
Texas 3/21/2024

B
Louisiana 1/25/2012

B
Utah 1/25/2012

B
Maine 1/25/2012

B
Vermont 1/25/2012

B
Maryland 1/25/2012

B
Virgin Islands 1/25/2012

B
Massachusetts 1/25/2012

B
Virginia 1/25/2012

B
Michigan 1/25/2012

B
Washington 1/26/2012

B
Minnesota 1/25/2012

B
West Virginia 1/25/2012

B
Mississippi 1/25/2012

B
Wisconsin 1/25/2012

B
Missouri 1/25/2012

B
Wyoming 1/25/2012

SRO Registrations

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
B
CETERA ADVISOR NETWORKS LLC (CRD#:13572)
AURORA, CO
Registered with this firm since 7/2/2024

IA
CETERA INVESTMENT ADVISERS LLC (CRD#:105644)
23528 E Rocky Top Ave, AURORA, CO 80016
Registered with this firm since 3/21/2024

B
CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358)
AURORA, CO
Registered with this firm since 6/7/2019

B
CETERA INVESTMENT SERVICES LLC (CRD#:15340)
AURORA, CO
Registered with this firm since 6/7/2019

B
CETERA ADVISORS LLC (CRD#:10299)
AURORA, CO
Registered with this firm since 1/25/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
05/28/2012 - 03/21/2024 CETERA ADVISORS LLC (CRD#:10299) PARKER, CO
B
06/07/2019 - 09/08/2022 FIRST ALLIED SECURITIES, INC. (CRD#:32444) SAN DIEGO, CA
B
06/07/2019 - 06/03/2020 CETERA ADVISOR NETWORKS LLC (CRD#:13572) DENVER, CO
B
07/17/2018 - 12/03/2019 SUMMIT BROKERAGE SERVICES, INC. (CRD#:34643) DENVER, CO
IA
11/16/2012 - 06/02/2015 CETERA ADVISOR NETWORKS LLC (CRD#:13572) DENVER, CO
IA
10/18/2012 - 06/02/2015 CETERA INVESTMENT ADVISERS LLC (CRD#:105644) DENVER, CO
B
03/06/2013 - 06/02/2015 CETERA ADVISOR NETWORKS LLC (CRD#:13572) DENVER, CO
B
02/07/2013 - 06/02/2015 CETERA INVESTMENT SERVICES LLC (CRD#:15340) DENVER, CO
B
10/18/2012 - 06/02/2015 CETERA FINANCIAL SPECIALISTS LLC (CRD#:10358) DENVER, CO
IA
11/16/2012 - 01/21/2014 CETERA INVESTMENT SERVICES LLC (CRD#:15340) DENVER, CO
B
11/30/2007 - 08/24/2011 MULTI-FINANCIAL SECURITIES CORPORATION (CRD#:10299) DENVER, CO
B
09/30/2005 - 10/10/2007 CHARLES SCHWAB & CO., INC. (CRD#:5393) ENGLEWOOD, CO
B
01/31/2005 - 07/28/2005 TRANSAMERICA CAPITAL, INC. (CRD#:8217) DENVER, CO
B
03/31/2000 - 02/03/2005 OPPENHEIMERFUNDS DISTRIBUTOR, INC. (CRD#:7834) NEW YORK, NY
B
06/10/1999 - 01/27/2000 JANUS DISTRIBUTORS, INC. (CRD#:28832) DENVER, CO
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.