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Randy W Potter
RANDY W POTTER, RANDY WOLF POTTER
CRD#: 3234812
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 7430 WEST STATE STREET
WAUWATOSA, WI 53213
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2012 - Present (12 years)BCHASE INVESTMENT SERVICES CORP. (CRD# 25574)2005 - 2012 (7 years)BBANC ONE SECURITIES CORPORATION (CRD# 16999)2000 - 2005 (4 years)IACHASE INVESTMENT SERVICES CORP. (CRD# 25574)2009 - 2012 (3 years)
Disclosure(s)
View By:
6/20/2003
Customer Dispute
Settled
License(s)

State Registrations

B
Alabama 2/12/2014

B
Mississippi 3/31/2014

B
Arizona 10/1/2012

B
Missouri 8/25/2014

B
California 10/1/2012

B
New Jersey 8/3/2018

B
Colorado 8/4/2014

B
New York 10/1/2012

B
Connecticut 12/21/2023

B
North Carolina 9/13/2013

B
Florida 11/18/2013

B
Ohio 9/7/2016

B
Georgia 4/15/2019

B
Oregon 12/22/2021

B
Illinois 11/3/2015

B
South Carolina 12/5/2022

B
Indiana 2/2/2016

B
Texas 10/1/2012

B
Louisiana 12/1/2023

IA
Texas 9/20/2013

B
Maryland 4/7/2022

B
Virginia 12/17/2014

B
Michigan 10/1/2012

B
Wisconsin 10/1/2012

B
Minnesota 11/7/2016

IA
Wisconsin 10/1/2012

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
7430 WEST STATE STREET, WAUWATOSA, WI 53213
Registered with this firm since 10/1/2012

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
7430 WEST STATE STREET, WAUWATOSA, WI 53213
Registered with this firm since 10/1/2012

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
03/12/2009 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WAUWATOSA, WI
B
07/06/2005 - 10/01/2012 CHASE INVESTMENT SERVICES CORP. (CRD#:25574) WAUWATOSA, WI
B
12/12/2000 - 07/06/2005 BANC ONE SECURITIES CORPORATION (CRD#:16999) CHICAGO, IL
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.