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Christopher D. Pearo
CHRISTOPHER D PEARO, CHRISTOPHER DALE PEARO
CRD#: 3234806
IA
Investment Adviser
B
Broker
J.P. MORGAN SECURITIES LLCCRD#: 79 5847 San Felipe St., 1st floor
Houston, TX 77057
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2007 - 2008 (1 year)2 FIRMS2008 - 2012 (4 years)2 FIRMS2012 - 2015 (2 years)2 FIRMS2015 - 2019 (3 years)2 FIRMS2021 - Present (3 years)BFIRST CLEARING, LLC (CRD# 17344)2005 - 2007 (2 years)BWACHOVIA SECURITIES, LLC (CRD# 19616)2003 - 2004 (1 year)BCADARET, GRANT & CO., INC. (CRD# 10641)2001 - 2002 (1 year)BFIRST ALBANY CORPORATION (CRD# 298)1999 - 2000 (<1 year)IABRIGGS RUN CAPITAL LLC (CRD# 307932)2020 - 2021 (<1 year)
License(s)

State Registrations

B
Alabama 4/30/2021

B
Nebraska 4/30/2021

B
Alaska 4/30/2021

B
Nevada 4/30/2021

B
Arizona 4/30/2021

B
New Hampshire 4/30/2021

B
Arkansas 4/30/2021

B
New Jersey 4/30/2021

B
California 4/30/2021

B
New Mexico 4/30/2021

B
Colorado 4/30/2021

B
New York 4/30/2021

B
Connecticut 4/30/2021

B
North Carolina 4/30/2021

B
Delaware 4/30/2021

B
North Dakota 4/30/2021

B
District of Columbia 4/30/2021

B
Ohio 4/30/2021

B
Florida 4/30/2021

B
Oklahoma 4/30/2021

B
Georgia 4/30/2021

B
Oregon 4/30/2021

B
Hawaii 4/30/2021

B
Pennsylvania 4/30/2021

B
Idaho 4/30/2021

B
Puerto Rico 4/30/2021

B
Illinois 4/30/2021

B
Rhode Island 4/30/2021

B
Indiana 4/30/2021

B
South Carolina 4/30/2021

B
Iowa 4/30/2021

B
South Dakota 4/30/2021

B
Kansas 4/30/2021

B
Tennessee 4/30/2021

B
Kentucky 4/30/2021

IA
Texas 4/29/2021

B
Louisiana 4/30/2021

B
Texas 4/30/2021

B
Maine 4/30/2021

B
Utah 4/30/2021

B
Maryland 4/30/2021

B
Vermont 4/30/2021

B
Massachusetts 4/30/2021

B
Virgin Islands 4/30/2021

B
Michigan 4/30/2021

B
Virginia 4/30/2021

B
Minnesota 4/30/2021

B
Washington 4/30/2021

B
Mississippi 4/30/2021

B
West Virginia 4/30/2021

B
Missouri 4/30/2021

B
Wisconsin 4/30/2021

B
Montana 4/30/2021

B
Wyoming 4/30/2021

SRO Registrations

B
BOX Exchange LLC

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe C2 Exchange, Inc.

B
Cboe EDGA Exchange, Inc.

B
Cboe EDGX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Investors' Exchange LLC

B
Long-Term Stock Exchange, Inc.

B
MEMX LLC

B
MIAX Emerald, LLC

B
MIAX PEARL, LLC

B
MIAX Sapphire

B
Miami International Securities Exchange, LLC

B
NYSE American LLC

B
NYSE Arca, Inc.

B
NYSE Chicago, Inc.

B
NYSE National, Inc.

B
Nasdaq BX, Inc.

B
Nasdaq GEMX, LLC

B
Nasdaq ISE, LLC

B
Nasdaq MRX, LLC

B
Nasdaq PHLX LLC

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
J.P. MORGAN SECURITIES LLC (CRD#:79)
5847 San Felipe St., 1st floor, Houston, TX 77057
712 Main St, Floor 5, Houston, TX 77002
Registered with this firm since 4/29/2021

B
J.P. MORGAN SECURITIES LLC (CRD#:79)
5847 San Felipe St., 1st floor, Houston, TX 77057
712 Main St, Floor 5, Houston, TX 77002
Registered with this firm since 4/30/2021

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
04/30/2020 - 03/18/2021 BRIGGS RUN CAPITAL LLC (CRD#:307932) CHARLOTTE, NC
IA
10/01/2015 - 05/24/2019 ADVICE AND PLANNING SERVICES (CRD#:20472) Brentwood, MO
B
09/29/2015 - 05/24/2019 TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CRD#:20472) Brentwood, MO
IA
09/18/2012 - 08/25/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
B
09/18/2012 - 08/25/2015 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) HOUSTON, TX
IA
05/21/2008 - 08/15/2012 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN ANTONIO, TX
B
05/21/2008 - 08/15/2012 CITIGROUP GLOBAL MARKETS INC. (CRD#:7059) SAN ANTONIO, TX
IA
07/18/2007 - 04/16/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) CHARLOTTE, NC
B
01/17/2007 - 04/16/2008 WACHOVIA SECURITIES, LLC (CRD#:19616) CHARLOTTE, NC
B
01/03/2005 - 01/17/2007 FIRST CLEARING, LLC (CRD#:17344) RICHMOND, VA
B
01/22/2003 - 12/31/2004 WACHOVIA SECURITIES, LLC (CRD#:19616) ST. LOUIS, MO
B
03/16/2001 - 08/30/2002 CADARET, GRANT & CO., INC. (CRD#:10641) SYRACUSE, NY
B
06/24/1999 - 05/12/2000 FIRST ALBANY CORPORATION (CRD#:298) NEW YORK, NY
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Broker
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Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.