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SUMAREE WHITE
SALLY SERMPRUNGSUK, SUMAREE SERMPRUNGSUK, SALLY WHITE, SUMAREE Sermprungsuk WHITE
CRD#: 3234586
IA
Investment Adviser
B
Broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATEDCRD#: 7691 3455 PEACHTREE RD NE
ATLANTA, GA 30326
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2015 - 2019 (3 years)2 FIRMS2019 - 2020 (1 year)2 FIRMS2020 - 2022 (1 year)2 FIRMS2022 - Present (2 years)BUBS FINANCIAL SERVICES INC. (CRD# 8174)2013 - 2014 (<1 year)BBANC OF AMERICA SECURITIES LLC (CRD# 26091)2002 - 2008 (6 years)BFIRST INVESTORS CORPORATION (CRD# 305)1999 - 2000 (1 year)
License(s)

State Registrations

B
Alabama 3/22/2022

B
Nebraska 3/22/2022

B
Alaska 3/22/2022

B
Nevada 3/22/2022

B
Arizona 3/22/2022

B
New Hampshire 3/22/2022

B
Arkansas 3/22/2022

B
New Jersey 3/22/2022

B
California 3/22/2022

B
New Mexico 3/22/2022

B
Colorado 3/22/2022

B
New York 3/22/2022

B
Connecticut 3/22/2022

B
North Carolina 3/22/2022

B
Delaware 3/22/2022

B
North Dakota 3/22/2022

B
District of Columbia 3/22/2022

B
Ohio 3/22/2022

B
Florida 3/22/2022

B
Oklahoma 3/22/2022

B
Georgia 3/17/2022

B
Oregon 3/22/2022

IA
Georgia 3/18/2022

B
Pennsylvania 3/22/2022

B
Hawaii 3/22/2022

B
Puerto Rico 3/22/2022

B
Idaho 3/22/2022

B
Rhode Island 3/22/2022

B
Illinois 3/22/2022

B
South Carolina 3/22/2022

B
Indiana 3/22/2022

B
South Dakota 3/22/2022

B
Iowa 3/22/2022

B
Tennessee 3/22/2022

B
Kansas 3/22/2022

B
Texas 3/22/2022

B
Kentucky 3/22/2022

IA
Texas 3/22/2022

B
Louisiana 3/22/2022

B
Utah 3/22/2022

B
Maine 3/22/2022

B
Vermont 3/22/2022

B
Maryland 3/22/2022

B
Virgin Islands 3/22/2022

B
Massachusetts 3/22/2022

B
Virginia 3/22/2022

B
Michigan 3/22/2022

B
Washington 3/22/2022

B
Minnesota 3/22/2022

B
West Virginia 3/22/2022

B
Mississippi 3/22/2022

B
Wisconsin 3/22/2022

B
Missouri 3/22/2022

B
Wyoming 3/22/2022

B
Montana 3/22/2022

SRO Registrations

B
Cboe BYX Exchange, Inc.

B
Cboe BZX Exchange, Inc.

B
Cboe Exchange, Inc.

B
FINRA

B
Nasdaq Stock Market

B
New York Stock Exchange

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Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Atlanta, GA
Registered with this firm since 3/18/2022

B
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691)
3455 PEACHTREE RD NE, ATLANTA, GA 30326
Atlanta, GA
Registered with this firm since 3/17/2022

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
12/24/2020 - 02/23/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
B
12/23/2020 - 02/23/2022 WELLS FARGO CLEARING SERVICES, LLC (CRD#:19616) ATLANTA, GA
IA
03/19/2019 - 06/11/2020 ROCKEFELLER CAPITAL MANAGEMENT (CRD#:291361) ATLANTA, GA
B
03/18/2019 - 06/11/2020 ROCKEFELLER FINANCIAL LLC (CRD#:291361) ATLANTA, GA
IA
11/06/2015 - 01/22/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
08/24/2015 - 01/22/2019 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) ATLANTA, GA
B
08/06/2013 - 03/11/2014 UBS FINANCIAL SERVICES INC. (CRD#:8174) ATLANTA, GA
B
01/10/2002 - 02/20/2008 BANC OF AMERICA SECURITIES LLC (CRD#:26091) ATLANTA, GA
B
07/16/1999 - 11/14/2000 FIRST INVESTORS CORPORATION (CRD#:305) EDISON, NJ
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B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.