• Individual
  • Firm
at
in
in
When communicating online or investing with any professional, make sure you know who you’re dealing with. Imposters might link to sites like BrokerCheck from phishing or similar scam websites, or through social media , trying to steal your personal information or your money. Please contact FINRA with any concerns.
CINDY L HIERS
Cindy Lee Hiers, CINDY LEE SCHMUTZ
CRD#: 3234232
IA
Investment Adviser
B
Broker
FIDELITY PERSONAL AND WORKPLACE ADVISORSCRD#: 288590 FT LAUDERDALE, FL
FIDELITY BROKERAGE SERVICES LLCCRD#: 7784 FT LAUDERDALE, FL
Registration History
200020022004200620082010201220142016201820202022202420262 FIRMS2000 - 2002 (2 years)2 FIRMS2003 - 2006 (2 years)2 FIRMS2009 - 2009 (<1 year)2 FIRMS2009 - 2014 (5 years)2 FIRMS2020 - 2023 (2 years)2 FIRMS2024 - Present (<1 year)BNYLIFE SECURITIES LLC (CRD# 5167)2015 - 2020 (4 years)BMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2006 - 2009 (3 years)IAEAGLE STRATEGIES LLC (CRD# 110826)2016 - 2020 (3 years)IAMERRILL LYNCH, PIERCE, FENNER ... (CRD# 7691)2007 - 2009 (1 year)
License(s)

State Registrations

B
Alabama 2/27/2024

B
Nebraska 2/27/2024

B
Alaska 2/27/2024

B
Nevada 2/27/2024

B
Arizona 2/27/2024

B
New Hampshire 2/27/2024

B
Arkansas 2/27/2024

B
New Jersey 2/27/2024

B
California 2/27/2024

B
New Mexico 2/27/2024

B
Colorado 2/27/2024

B
New York 2/27/2024

B
Connecticut 2/27/2024

B
North Carolina 2/7/2024

B
Delaware 2/27/2024

B
North Dakota 2/27/2024

B
District of Columbia 2/27/2024

B
Ohio 2/28/2024

B
Florida 2/7/2024

B
Oklahoma 2/27/2024

IA
Florida 3/26/2024

B
Oregon 2/27/2024

B
Georgia 2/27/2024

B
Pennsylvania 2/27/2024

B
Hawaii 2/27/2024

B
Puerto Rico 2/27/2024

B
Idaho 2/27/2024

B
Rhode Island 2/27/2024

B
Illinois 2/27/2024

B
South Carolina 2/27/2024

B
Indiana 2/27/2024

B
South Dakota 2/27/2024

B
Iowa 2/27/2024

B
Tennessee 2/27/2024

B
Kansas 2/27/2024

B
Texas 2/27/2024

B
Kentucky 2/27/2024

IA
Texas 3/22/2024

B
Louisiana 2/27/2024

B
Utah 2/27/2024

B
Maine 2/27/2024

B
Vermont 2/27/2024

B
Maryland 2/27/2024

B
Virgin Islands 2/27/2024

B
Massachusetts 2/27/2024

B
Virginia 2/27/2024

B
Michigan 2/27/2024

B
Washington 2/27/2024

B
Minnesota 2/27/2024

B
West Virginia 2/27/2024

B
Mississippi 2/27/2024

B
Wisconsin 2/27/2024

B
Missouri 2/27/2024

B
Wyoming 2/27/2024

B
Montana 2/27/2024

SRO Registrations

B
FINRA

B
New York Stock Exchange

View Exams Passed by the individual in the detailed report

Learn about permitted activities of registered representatives

Learn about permitted activities of registered principals

Not all jurisdictions require IAR registration or may have an exemption from registration.
Current Registration(s)
IA
FIDELITY PERSONAL AND WORKPLACE ADVISORS (CRD#:288590)
FT LAUDERDALE, FL
Registered with this firm since 3/22/2024

B
FIDELITY BROKERAGE SERVICES LLC (CRD#:7784)
FT LAUDERDALE, FL
Registered with this firm since 2/7/2024

Previous Registration(s)
th hidden textth hidden textNameLocation
IA
06/02/2020 - 02/06/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LAUDERDALE, FL
B
06/01/2020 - 02/06/2023 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) FORT LAUDERDALE, FL
IA
10/17/2016 - 04/24/2020 EAGLE STRATEGIES LLC (CRD#:110826) SUNRISE, FL
B
06/11/2015 - 04/24/2020 NYLIFE SECURITIES LLC (CRD#:5167) SUNRISE, FL
IA
06/01/2009 - 09/26/2014 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
B
06/01/2009 - 09/26/2014 MORGAN STANLEY (CRD#:149777) BOCA RATON, FL
IA
03/05/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOCA RATON, FL
B
02/27/2009 - 06/01/2009 MORGAN STANLEY & CO. INCORPORATED (CRD#:8209) BOCA RATON, FL
IA
06/05/2007 - 03/03/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
B
01/10/2006 - 03/03/2009 MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (CRD#:7691) BOCA RATON, FL
B
04/25/2003 - 01/06/2006 AMERIPRISE FINANCIAL SERVICES, INC. (CRD#:6363) MINNEAPOLIS, MN
B
04/25/2003 - 01/06/2006 IDS LIFE INSURANCE COMPANY (CRD#:6321) MINNEAPOLIS, MN
IA
09/08/2000 - 10/04/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) FT LAUDERDALE, FL
B
09/07/2000 - 10/04/2002 SALOMON SMITH BARNEY INC. (CRD#:7059) NEW YORK, NY
For additional information about investment advisers or broker-dealers, please visit
B
Broker
IA
Investment Adviser
Disclosures
Disclosures can be customer complaints or arbitrations, regulatory actions, employment terminations, bankruptcy filings and certain civil or criminal proceedings that they were a part of.